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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGNX icon
2151
Regenxbio
RGNX
$638M
– –
-43,125
Closed -$1.53M
ROCK icon
2152
Gibraltar Industries
ROCK
$1.37B
– –
-13,006
Closed -$597K
SAFT icon
2153
Safety Insurance
SAFT
$1.51B
– –
-3,062
Closed -$310K
SAFE
2154
Safehold
SAFE
$1.18B
– –
-44,909
Closed -$2.85M
SAH icon
2155
Sonic Automotive
SAH
$2.76B
– –
-37,186
Closed -$1.17M
SBH icon
2156
Sally Beauty Holdings
SBH
$1.54B
– –
-29,266
Closed -$436K
SHEN icon
2157
Shenandoah Telecom
SHEN
$689M
– –
-43,841
Closed -$1.39M
SIMO icon
2158
Silicon Motion
SIMO
$8.53B
– –
-22,083
Closed -$781K
SKT icon
2159
Tanger
SKT
$4.68B
– –
-10,473
Closed -$162K
SPB icon
2160
Spectrum Brands
SPB
$2.04B
– –
-25,501
Closed -$1.34M
ST icon
2161
Sensata Technologies
ST
$6.81B
– –
-7,432
Closed -$372K
STNG icon
2162
Scorpio Tankers
STNG
$3.89B
– –
-395,649
Closed -$11.8M
SXT icon
2163
Sensient Technologies
SXT
$5.37B
– –
-4,246
Closed -$291K
TBBK icon
2164
The Bancorp
TBBK
$2.96B
– –
-606,310
Closed -$6M
TEVA icon
2165
Teva Pharmaceuticals
TEVA
$40.2B
– –
-48,205
Closed -$332K
TISI icon
2166
Team
TISI
$77.7M
– –
-1,128
Closed -$204K
TLRY icon
2167
Tilray
TLRY
$632M
– –
-893
Closed -$221K
UI icon
2168
Ubiquiti
UI
$33.2B
– –
-5,402
Closed -$639K
VIG icon
2169
Vanguard Dividend Appreciation ETF
VIG
$112B
– –
-1,772
Closed -$212K
VIRT icon
2170
Virtu Financial
VIRT
$5.12B
– –
-10,376
Closed -$170K
VNOM icon
2171
Viper Energy
VNOM
$8.53B
– –
-27,359
Closed -$757K
VRA icon
2172
Vera Bradley
VRA
$99.2M
– –
-12,124
Closed -$122K
VYX icon
2173
NCR Voyix
VYX
$1.19B
– –
-11,386
Closed -$221K
WDFC icon
2174
WD-40
WDFC
$3.05B
– –
-1,273
Closed -$234K
WW
2175
DELISTED
WW International
WW
– –
-14,515
Closed -$549K
85 86
87
88 89

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.