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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRU icon
2151
TransUnion
TRU
$15.4B
– –
-3,351
Closed -$246K
TXRH icon
2152
Texas Roadhouse
TXRH
$13.7B
– –
-4,092
Closed -$220K
VHI icon
2153
Valhi
VHI
$388M
– –
-2,647
Closed -$94K
VICR icon
2154
Vicor
VICR
$10.5B
– –
-6,516
Closed -$202K
WAFD icon
2155
WaFd
WAFD
$2.79B
– –
-19,595
Closed -$684K
WTS icon
2156
Watts Water Technologies
WTS
$12B
– –
-2,567
Closed -$239K
XHR
2157
Xenia Hotels & Resorts
XHR
$1.88B
– –
-9,658
Closed -$201K
ZTO icon
2158
ZTO Express
ZTO
$18.2B
– –
-10,221
Closed -$195K
PRKS icon
2159
United Parks & Resorts
PRKS
$2.17B
– –
-8,356
Closed -$259K
JOYY
2160
JOYY Inc
JOYY
$3.76B
– –
-10,120
Closed -$705K
MRTX
2161
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-2,560
Closed -$263K
EDI
2162
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
– –
-43,282
Closed -$551K
AVTA
2163
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-7,268
Closed -$221K
TRHC
2164
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
– –
-4,242
Closed -$212K
CEQP
2165
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-5,656
Closed -$202K
RETA
2166
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-2,314
Closed -$218K
NUVA
2167
DELISTED
NuVasive, Inc.
NUVA
– –
-4,748
Closed -$278K
PDCE
2168
DELISTED
PDC Energy, Inc.
PDCE
– –
-6,171
Closed -$223K
SPPI
2169
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-168,956
Closed -$1.46M
ROCC
2170
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
– –
-7,348
Closed -$226K
DCP
2171
DELISTED
DCP Midstream, LP
DCP
– –
-7,951
Closed -$233K
EXD
2172
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-42,755
Closed -$403K
VIVO
2173
DELISTED
Meridian Bioscience Inc
VIVO
– –
-25,729
Closed -$305K
MANT
2174
DELISTED
Mantech International Corp
MANT
– –
-6,153
Closed -$405K
PTR
2175
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-3,835
Closed -$212K
85 86
87
88 89

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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.