GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
+2.1%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$97.4M
Cap. Flow %
0.78%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

1
SLV icon
iShares Silver Trust
SLV
$82M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$36.6M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$33.2M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
$31.4M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$28.2M

Top Sells

1
CSCO icon
Cisco
CSCO
$14.4M
2
JPM icon
JPMorgan Chase
JPM
$11M
3
PNW icon
Pinnacle West Capital
PNW
$10.6M
4
PG icon
Procter & Gamble
PG
$10.2M
5
WP
Worldpay, Inc.
WP
$9.3M

Sector Composition

1 Technology 14.69%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XHR
2151
Xenia Hotels & Resorts
XHR
$1.38B
– –
-9,658
Closed -$201K
ZTO icon
2152
ZTO Express
ZTO
$15B
– –
-10,221
Closed -$195K
PRKS icon
2153
United Parks & Resorts
PRKS
$2.93B
– –
-8,356
Closed -$259K
JOYY
2154
JOYY Inc. American Depositary Shares
JOYY
$3.27B
– –
-10,120
Closed -$705K
MRTX
2155
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-2,560
Closed -$263K
EDI
2156
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
– –
-43,282
Closed -$551K
AVTA
2157
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-7,268
Closed -$221K
TRHC
2158
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
– –
-4,242
Closed -$212K
CEQP
2159
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-5,656
Closed -$202K
RETA
2160
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-2,314
Closed -$218K
NUVA
2161
DELISTED
NuVasive, Inc.
NUVA
– –
-4,748
Closed -$278K
PDCE
2162
DELISTED
PDC Energy, Inc.
PDCE
– –
-6,171
Closed -$223K
SPPI
2163
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
– –
-168,956
Closed -$1.46M
ROCC
2164
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
– –
-7,348
Closed -$226K
DCP
2165
DELISTED
DCP Midstream, LP
DCP
– –
-7,951
Closed -$233K
EXD
2166
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-42,755
Closed -$403K
VIVO
2167
DELISTED
Meridian Bioscience Inc
VIVO
– –
-25,729
Closed -$305K
MANT
2168
DELISTED
Mantech International Corp
MANT
– –
-6,153
Closed -$405K
PTR
2169
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-3,835
Closed -$212K
HNP
2170
DELISTED
Huaneng Power Intl, Inc.
HNP
– –
-19,639
Closed -$458K
EPAY
2171
DELISTED
Bottomline Technologies Inc
EPAY
– –
-4,935
Closed -$218K
RRD
2172
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-30,593
Closed -$60K
ARD
2173
DELISTED
Ardagh Group S.A. Class A Common Shares
ARD
– –
-12,085
Closed -$211K
MIK
2174
DELISTED
Michaels Stores, Inc
MIK
– –
-10,709
Closed -$93K
BAF
2175
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
– –
-24,518
Closed -$349K
85 86
87
88 89