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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKRX
2151
DELISTED
Akorn Inc
AKRX
$36K ﹤0.01%
10,533
-86,340
-89% -$514K
CIK
2152
Credit Suisse Asset Management Income Fund
CIK
$134M
$35K ﹤0.01%
+12,689
New +$37.7K
BRS
2153
DELISTED
Bristow Group, Inc.
BRS
$35K ﹤0.01%
14,206
+3,767
+36% +$28.5K
NGD
2154
DELISTED
New Gold Inc
NGD
$34K ﹤0.01%
43,768
-8,568
-16% -$6.92K
VRN
2155
DELISTED
Veren
VRN
$30K ﹤0.01%
+10,017
New +$42.7K
RAD
2156
DELISTED
Rite Aid Corporation
RAD
$11K ﹤0.01%
796
-533
-40% -$11.2K
AAOI icon
2157
Applied Optoelectronics
AAOI
$10.3B
– –
-36,575
Closed -$902K
ABCB icon
2158
Ameris Bancorp
ABCB
$5.97B
– –
-4,799
Closed -$219K
ABM icon
2159
ABM Industries
ABM
$2.87B
– –
-6,522
Closed -$210K
ACLS icon
2160
Axcelis
ACLS
$4.2B
– –
-32,164
Closed -$632K
AEIS icon
2161
Advanced Energy
AEIS
$13.2B
– –
-14,561
Closed -$752K
AGX icon
2162
Argan
AGX
$8.44B
– –
-15,196
Closed -$654K
AIN icon
2163
Albany International
AIN
$1.75B
– –
-3,659
Closed -$291K
AIR icon
2164
AAR Corp
AIR
$5.86B
– –
-4,565
Closed -$219K
ALG icon
2165
Alamo Group
ALG
$2.04B
– –
-3,469
Closed -$318K
AMBA icon
2166
Ambarella
AMBA
$3.59B
– –
-11,537
Closed -$446K
AMKR icon
2167
Amkor Technology
AMKR
$13.4B
– –
-31,311
Closed -$231K
AMWD
2168
DELISTED
American Woodmark
AMWD
– –
-3,576
Closed -$281K
ANAB icon
2169
AnaptysBio
ANAB
$1.63B
– –
-30,203
Closed -$3.01M
ANDE icon
2170
Andersons Inc
ANDE
$2.38B
– –
-10,844
Closed -$408K
ANIP icon
2171
ANI Pharmaceuticals
ANIP
$1.82B
– –
-6,082
Closed -$344K
ARMK icon
2172
Aramark
ARMK
$15B
– –
-8,870
Closed -$275K
OPTU
2173
Optimum Communications Inc
OPTU
$307M
– –
-14,089
Closed -$256K
AVNT icon
2174
Avient
AVNT
$3.48B
– –
-12,127
Closed -$530K
AX icon
2175
Axos Financial
AX
$5.89B
– –
-20,226
Closed -$695K
85 86
87
88 89

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.