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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMPV
2151
DELISTED
Imperva, Inc.
IMPV
$890K ﹤0.01%
20,505
+8,941
+77% +$408K
CMCM
2152
Cheetah Mobile
CMCM
$86.6M
$886K ﹤0.01%
21,082
+10,141
+93% +$517K
CJ
2153
DELISTED
C&J Energy Services, Inc.
CJ
$884K ﹤0.01%
29,519
+19,757
+202% +$585K
SMC
2154
Summit Midstream
SMC
$426M
$881K ﹤0.01%
2,937
-9,643
-77% -$3.15M
ANH
2155
DELISTED
Anworth Mortgage Asset Corporation
ANH
$880K ﹤0.01%
146,559
+5,747
+4% +$34.8K
LTRPA
2156
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$879K ﹤0.01%
71,172
+6,267
+10% +$77.9K
ESRT icon
2157
Empire State Realty Trust
ESRT
$872M
$875K ﹤0.01%
42,638
-9,783
-19% -$200K
PBH icon
2158
Prestige Consumer Healthcare
PBH
$2.38B
$872K ﹤0.01%
17,410
+1,531
+10% +$78.2K
HEI icon
2159
HEICO Corp
HEI
$49.8B
$870K ﹤0.01%
18,918
– –
ICLR icon
2160
Icon
ICLR
$12.6B
$869K ﹤0.01%
7,629
-8,719
-53% -$927K
TECK icon
2161
Teck Resources
TECK
$29.6B
$869K ﹤0.01%
41,215
-20,800
-34% -$453K
OLP
2162
One Liberty Properties
OLP
$530M
$868K ﹤0.01%
35,664
+7,360
+26% +$177K
TY icon
2163
TRI-Continental Corp
TY
$1.86B
$868K ﹤0.01%
33,957
-13,532
-28% -$337K
CMPR icon
2164
Cimpress
CMPR
$2.39B
$864K ﹤0.01%
8,860
+4,433
+100% +$412K
MIDD icon
2165
Middleby
MIDD
$6.04B
$863K ﹤0.01%
6,736
+3,029
+82% +$373K
FPL
2166
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$863K ﹤0.01%
68,339
+32,777
+92% +$413K
FHY
2167
DELISTED
First Trust Strategic High
FHY
$859K ﹤0.01%
63,092
-28,263
-31% -$386K
UMBF icon
2168
UMB Financial
UMBF
$11.1B
$858K ﹤0.01%
11,491
+77
+0.7% +$5.39K
RFI
2169
Cohen & Steers Total Return Realty Fund
RFI
$308M
$856K ﹤0.01%
68,758
+24,537
+55% +$310K
NEWT icon
2170
NewtekOne
NEWT
$428M
$854K ﹤0.01%
47,894
+2,837
+6% +$48.5K
MGA icon
2171
Magna International
MGA
$18.7B
$849K ﹤0.01%
15,900
+5,920
+59% +$287K
HR
2172
DELISTED
Healthcare Realty Trust Incorporated
HR
$849K ﹤0.01%
26,227
-5,271
-17% -$174K
HTY
2173
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$848K ﹤0.01%
92,160
+19,197
+26% +$177K
VER
2174
DELISTED
VEREIT, Inc.
VER
$848K ﹤0.01%
20,457
-48,813
-70% -$2.06M
ICAD
2175
DELISTED
iCAD Inc
ICAD
$847K ﹤0.01%
191,910
+21,029
+12% +$80.5K
85 86
87
88 89

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.