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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXL icon
2151
MaxLinear
MXL
$6.09B
$889K ﹤0.01%
31,747
+4,657
+17% +$119K
PAC icon
2152
Grupo Aeroportuario del Pacifico
PAC
$13B
$889K ﹤0.01%
9,153
-324
-3% -$27.4K
TBRG
2153
DELISTED
TruBridge
TBRG
$889K ﹤0.01%
31,743
-12,100
-28% -$304K
POWI icon
2154
Power Integrations
POWI
$3.37B
$888K ﹤0.01%
27,012
+6,186
+30% +$206K
RENX
2155
DELISTED
RELX N.V.
RENX
$887K ﹤0.01%
47,784
-744
-2% -$12.9K
ATI icon
2156
ATI
ATI
$26.4B
$884K ﹤0.01%
49,116
-7,116
-13% -$134K
IPHI
2157
DELISTED
INPHI CORPORATION
IPHI
$882K ﹤0.01%
18,057
+3,996
+28% +$187K
TIS
2158
DELISTED
Orchids Paper Products, Inc.
TIS
$882K ﹤0.01%
36,759
-6,001
-14% -$162K
VEDL
2159
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$881K ﹤0.01%
51,309
+3,391
+7% +$51.3K
BERY
2160
DELISTED
Berry Global Group, Inc.
BERY
$880K ﹤0.01%
19,744
-2,615
-12% -$120K
NYRT
2161
DELISTED
New York REIT, Inc.
NYRT
$880K ﹤0.01%
9,081
-12,850
-59% -$1.26M
BRFS
2162
DELISTED
BRF SA
BRFS
$877K ﹤0.01%
71,580
+13,156
+23% +$177K
PLOW icon
2163
Douglas Dynamics
PLOW
$972M
$874K ﹤0.01%
28,506
-10,797
-27% -$350K
ADX icon
2164
Adams Diversified Equity Fund
ADX
$3.18B
$872K ﹤0.01%
63,450
+7,438
+13% +$99.7K
CPF icon
2165
Central Pacific Financial
CPF
$1.02B
$872K ﹤0.01%
28,594
-3,218
-10% -$99.9K
WAL icon
2166
Western Alliance Bancorporation
WAL
$9.04B
$872K ﹤0.01%
17,779
-2,887
-14% -$145K
GNL icon
2167
Global Net Lease
GNL
$1.83B
$871K ﹤0.01%
36,167
+22,243
+160% +$528K
FMSA
2168
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$866K ﹤0.01%
118,082
-51,470
-30% -$537K
HOLI
2169
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$865K ﹤0.01%
51,142
+3,514
+7% +$61.7K
EGOV
2170
DELISTED
NIC Inc
EGOV
$862K ﹤0.01%
42,633
-6,935
-14% -$156K
SSD icon
2171
Simpson Manufacturing
SSD
$7.91B
$858K ﹤0.01%
19,923
-2,321
-10% -$101K
WES
2172
DELISTED
Western Gas Partners Lp
WES
$857K ﹤0.01%
14,173
-37,627
-73% -$2.33M
JRS icon
2173
Nuveen Real Estate Income Fund
JRS
$250M
$855K ﹤0.01%
77,061
-11,255
-13% -$125K
GLV
2174
Clough Global Dividend & Income Fund
GLV
$78.3M
$854K ﹤0.01%
64,460
+34,796
+117% +$441K
LCI
2175
DELISTED
Lannett Company, Inc.
LCI
$854K ﹤0.01%
+9,553
New +$816K
85 86
87
88 89

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.