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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CENT icon
2151
Central Garden & Pet Co
CENT
$2.78B
$959K ﹤0.01%
36,209
+1,718
+5% +$39.1K
MTCH icon
2152
Match Group
MTCH
$8.59B
$959K ﹤0.01%
+56,048
New +$993K
RDWR icon
2153
Radware
RDWR
$1.2B
$958K ﹤0.01%
65,697
-5,428
-8% -$72K
SFUN
2154
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$958K ﹤0.01%
5,849
-1,913
-25% -$315K
TCO
2155
DELISTED
Taubman Centers Inc.
TCO
$955K ﹤0.01%
12,901
-13,590
-51% -$986K
SSL icon
2156
Sasol
SSL
$7.12B
$954K ﹤0.01%
33,362
-3,249
-9% -$89.3K
USPH icon
2157
US Physical Therapy
USPH
$1.21B
$953K ﹤0.01%
13,571
-8,105
-37% -$516K
VLP
2158
DELISTED
Valero Energy Partners LP
VLP
$953K ﹤0.01%
21,509
+12,958
+152% +$537K
MEOH icon
2159
Methanex
MEOH
$4.13B
$952K ﹤0.01%
21,739
-5,504
-20% -$220K
JRS icon
2160
Nuveen Real Estate Income Fund
JRS
$249M
$951K ﹤0.01%
88,316
-23,990
-21% -$254K
MQY icon
2161
BlackRock MuniYield Quality Fund
MQY
$815M
$951K ﹤0.01%
+64,573
New +$977K
UI icon
2162
Ubiquiti
UI
$34.4B
$950K ﹤0.01%
16,431
+4,754
+41% +$259K
BSBR icon
2163
Santander
BSBR
$44B
$949K ﹤0.01%
111,454
-308,377
-73% -$2.31M
DBC icon
2164
Invesco DB Commodity Index Tracking Fund
DBC
$1.67B
$948K ﹤0.01%
+59,818
New +$911K
FOF icon
2165
Cohen & Steers Closed End Opportunity Fund
FOF
$379M
$946K ﹤0.01%
80,935
+12,209
+18% +$143K
CSV icon
2166
Carriage Services
CSV
$581M
$940K ﹤0.01%
32,820
-50,425
-61% -$1.31M
EEFT icon
2167
Euronet Worldwide
EEFT
$2.69B
$939K ﹤0.01%
+12,966
New +$1M
MOMO
2168
Hello Group
MOMO
$869M
$938K ﹤0.01%
51,012
+6,654
+15% +$147K
WST icon
2169
West Pharmaceutical
WST
$24.9B
$937K ﹤0.01%
11,042
-1,802
-14% -$142K
BGR icon
2170
BlackRock Energy and Resources Trust
BGR
$405M
$934K ﹤0.01%
64,706
+14,306
+28% +$203K
OVV icon
2171
Ovintiv
OVV
$16.5B
$934K ﹤0.01%
15,904
+4,592
+41% +$262K
CP icon
2172
Canadian Pacific Kansas City
CP
$80B
$930K ﹤0.01%
32,600
+15,990
+96% +$472K
CBOE icon
2173
Cboe Global Markets
CBOE
$30.2B
$929K ﹤0.01%
12,557
-77,518
-86% -$5.34M
KEP icon
2174
Korea Electric Power
KEP
$16B
$926K ﹤0.01%
50,123
-90,116
-64% -$1.88M
EV
2175
DELISTED
Eaton Vance Corp.
EV
$926K ﹤0.01%
22,117
-1,442
-6% -$56.7K
85 86
87
88 89

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WANY
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.