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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
(+0.96%)
Cap. Flow
-$1.13B
Cap. Flow
% of AUM
-3.5%
Top 10 Holdings %
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fortive
FTV
|
+$39.8M |
| 2 |
Cooper Companies
COO
|
+$29.5M |
| 3 |
Mettler-Toledo International
MTD
|
+$29.1M |
| 4 |
Albemarle
ALB
|
+$25M |
| 5 |
Alliant Energy
LNT
|
+$23.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DRII
DIAMOND RESORTS INTL, INC
DRII
|
+$283M |
| 2 |
TotalEnergies
TTE
|
+$80.2M |
| 3 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$57.3M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$36.4M |
| 5 |
GAS
AGL Resources Inc
GAS
|
+$36.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.43% |
| 2 | Healthcare | 11.67% |
| 3 | Financials | 11.21% |
| 4 | Industrials | 10.39% |
| 5 | Consumer Discretionary | 10.05% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2151
Raymond James Financial
RJF
$34.4B
| $861K | ﹤0.01% |
22,170
+2,785
| +14% | +$103K |
|
|
EMF
2152
Templeton Emerging Markets Fund
EMF
$323M
| $860K | ﹤0.01% |
68,157
+46,481
| +214% | +$575K |
|
2153
NETGEAR
NTGR
$649M
| $860K | ﹤0.01% |
14,211
-4,323
| -23% | -$235K |
|
2154
PBF Energy
PBF
$7.29B
| $860K | ﹤0.01% |
38,015
+6,177
| +19% | +$139K |
|
2155
Frontline
FRO
$8.85B
| $857K | ﹤0.01% |
119,528
-109,700
| -48% | -$848K |
|
|
UNVR
2156
DELISTED
Univar Solutions Inc.
UNVR
| $856K | ﹤0.01% |
+39,200
| New | +$769K |
|
|
STRZA
2157
DELISTED
Starz - Series A
STRZA
| $855K | ﹤0.01% |
27,423
+7,754
| +39% | +$239K |
|
|
MNR
2158
DELISTED
Monmouth Real Estate Investment Corp
MNR
| $855K | ﹤0.01% |
59,893
+2,058
| +4% | +$28.6K |
|
2159
Enerpac Tool Group
EPAC
$1.92B
| $853K | ﹤0.01% |
36,718
+822
| +2% | +$19.3K |
|
2160
Silicom
SILC
$245M
| $850K | ﹤0.01% |
+20,536
| New | +$764K |
|
2161
Sportsman's Warehouse
SPWH
$47.2M
| $849K | ﹤0.01% |
+80,698
| New | +$813K |
|
|
PRSU
2162
Pursuit Attractions and Hospitality Inc
PRSU
$1.31B
| $846K | ﹤0.01% |
22,959
-185
| -0.8% | -$6.43K |
|
|
FRED
2163
DELISTED
Fred's Inc
FRED
| $846K | ﹤0.01% |
93,384
+2,363
| +3% | +$31K |
|
2164
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
| $845K | ﹤0.01% |
68,726
+44,034
| +178% | +$530K |
|
|
AHRT
2165
AH Realty Trust
AHRT
$515M
| $844K | ﹤0.01% |
62,967
-2,681
| -4% | -$37.5K |
|
|
IRR
2166
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
| $844K | ﹤0.01% |
123,388
-67,904
| -35% | -$428K |
|
|
ERF
2167
DELISTED
Enerplus Corporation
ERF
| $839K | ﹤0.01% |
130,899
+39,530
| +43% | +$259K |
|
|
ACAT
2168
DELISTED
Arctic Cat Inc
ACAT
| $836K | ﹤0.01% |
53,995
+516
| +1% | +$8.05K |
|
|
NILE
2169
DELISTED
Blue Nile, Inc.
NILE
| $832K | ﹤0.01% |
24,186
-3,734
| -13% | -$120K |
|
2170
Green Dot
GDOT
$761M
| $831K | ﹤0.01% |
36,044
-35
| -0.1% | -$820 |
|
|
FAX
2171
abrdn Asia-Pacific Income Fund
FAX
$595M
| $830K | ﹤0.01% |
27,020
+15,000
| +125% | +$467K |
|
2172
Essent Group
ESNT
$6.05B
| $828K | ﹤0.01% |
+31,136
| New | +$789K |
|
2173
Orthofix Medical
OFIX
$428M
| $824K | ﹤0.01% |
19,280
-5,726
| -23% | -$256K |
|
|
JPI
2174
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
| $822K | ﹤0.01% |
33,397
-13,595
| -29% | -$335K |
|
2175
NGL Energy Partners
NGL
$2.14B
| $821K | ﹤0.01% |
43,556
-1,719
| -4% | -$31.6K |
|
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Guggenheim Capital's Q3 2016 Portfolio in Review
As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.
Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.
- Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
- Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
- Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
- Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
- Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
- Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
- Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.
Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.