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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXPE icon
2151
DXP Enterprises
DXPE
$2.99B
$1.13M ﹤0.01%
15,403
-1,634
-10% -$124K
CIE
2152
DELISTED
Cobalt International Energy, Inc
CIE
$1.13M ﹤0.01%
5,524
-2,330
-30% -$541K
BBF
2153
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$1.13M ﹤0.01%
82,818
+32,478
+65% +$443K
LFC
2154
DELISTED
China Life Insurance Company Ltd.
LFC
$1.13M ﹤0.01%
80,877
+35,814
+79% +$515K
RAX
2155
DELISTED
Rackspace Hosting Inc
RAX
$1.13M ﹤0.01%
34,560
-8,329
-19% -$276K
VR
2156
DELISTED
Validus Hold Ltd
VR
$1.12M ﹤0.01%
28,699
-232,186
-89% -$8.9M
HOMB icon
2157
Home BancShares
HOMB
$6.19B
$1.12M ﹤0.01%
76,382
-5,094
-6% -$77.9K
STRZA
2158
DELISTED
Starz - Series A
STRZA
$1.12M ﹤0.01%
33,867
-63,365
-65% -$1.9M
COR
2159
DELISTED
Coresite Realty Corporation
COR
$1.12M ﹤0.01%
34,001
-3,413
-9% -$117K
EDR
2160
DELISTED
Education Realty Trust Inc
EDR
$1.12M ﹤0.01%
36,207
-7,065
-16% -$227K
BOKF icon
2161
BOK Financial
BOKF
$8.74B
$1.11M ﹤0.01%
16,765
+313
+2% +$20.9K
TFX icon
2162
Teleflex
TFX
$5.95B
$1.11M ﹤0.01%
10,614
+791
+8% +$84.9K
POWL icon
2163
Powell Industries
POWL
$7.71B
$1.11M ﹤0.01%
81,777
-13,923
-15% -$260K
AAN.A
2164
DELISTED
The Aaron's Company Inc Class A
AAN.A
$1.11M ﹤0.01%
45,752
-53,591
-54% -$1.3M
BABA icon
2165
Alibaba
BABA
$308B
$1.11M ﹤0.01%
+12,500
New +$1.12M
GRC icon
2166
Gorman-Rupp
GRC
$2.21B
$1.11M ﹤0.01%
36,916
+1,009
+3% +$32K
PEBO icon
2167
Peoples Bancorp
PEBO
$1.47B
$1.11M ﹤0.01%
46,687
-23,347
-33% -$569K
HLIT icon
2168
Harmonic Inc
HLIT
$1.29B
$1.11M ﹤0.01%
174,543
-18,592
-10% -$120K
GATX icon
2169
GATX Corp
GATX
$6.25B
$1.11M ﹤0.01%
18,948
+1,192
+7% +$77K
TQNT
2170
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$1.11M ﹤0.01%
58,022
+20,105
+53% +$373K
NBB icon
2171
Nuveen Taxable Municipal Income Fund
NBB
$452M
$1.1M ﹤0.01%
54,080
-5,029
-9% -$103K
WDAY icon
2172
Workday
WDAY
$44.2B
$1.1M ﹤0.01%
13,325
-305
-2% -$26K
APAM icon
2173
Artisan Partners
APAM
$3.03B
$1.1M ﹤0.01%
21,073
+11,089
+111% +$599K
GLPI icon
2174
Gaming and Leisure Properties
GLPI
$12.8B
$1.1M ﹤0.01%
35,482
+15,968
+82% +$538K
VWO icon
2175
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$1.1M ﹤0.01%
26,302
+13,596
+107% +$604K
85 86
87
88 89

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.