GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
+8.92%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$19.1B
AUM Growth
+$2.54B
Cap. Flow
+$1.27B
Cap. Flow %
6.68%
Top 10 Hldgs %
17.44%
Holding
2,311
New
197
Increased
1,020
Reduced
854
Closed
212

Top Buys

1
FIGS icon
FIGS
FIGS
$145M
2
JPM icon
JPMorgan Chase
JPM
$109M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$106M
4
AXP icon
American Express
AXP
$86.4M
5
META icon
Meta Platforms (Facebook)
META
$58.9M

Top Sells

1
AFTR.U
AfterNext HealthTech Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
AFTR.U
$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
$34.7M
3
TSLA icon
Tesla
TSLA
$30.1M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
$23.7M

Sector Composition

1 Technology 20.52%
2 Financials 15.75%
3 Healthcare 9.4%
4 Consumer Discretionary 9.21%
5 Real Estate 6.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NKLA
2126
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-952
Closed -$305K
CNSL
2127
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
– –
-54,847
Closed -$504K
HAYN
2128
DELISTED
Haynes International, Inc.
HAYN
– –
-7,171
Closed -$267K
DNMR
2129
DELISTED
Danimer Scientific, Inc.
DNMR
– –
-386
Closed -$252K
FPL
2130
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
– –
-30,879
Closed -$175K
HTY
2131
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-26,542
Closed -$174K
AYX
2132
DELISTED
Alteryx, Inc.
AYX
– –
-4,092
Closed -$299K
BKCC
2133
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-55,045
Closed -$212K
RPT
2134
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-14,453
Closed -$184K
VRTV
2135
DELISTED
VERITIV CORPORATION
VRTV
– –
-16,929
Closed -$1.52M
MMP
2136
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-12,308
Closed -$561K
WWE
2137
DELISTED
World Wrestling Entertainment
WWE
– –
-12,144
Closed -$683K
AMRS
2138
DELISTED
Amyris Inc.
AMRS
– –
-31,003
Closed -$426K
AFTR.U
2139
DELISTED
AfterNext HealthTech Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
AFTR.U
– –
-3,725,000
Closed -$37.1M
CPAAU
2140
DELISTED
Conyers Park III Acquisition Corp. Unit
CPAAU
– –
-3,465,000
Closed -$34.7M
ROCC
2141
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
– –
-7,722
Closed -$206K
CS
2142
DELISTED
Credit Suisse Group
CS
– –
-46,915
Closed -$463K
EXD
2143
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-99,875
Closed -$1.13M
IVC
2144
DELISTED
Invacare Corporation
IVC
– –
-25,192
Closed -$120K
VIVO
2145
DELISTED
Meridian Bioscience Inc
VIVO
– –
-12,375
Closed -$238K
PBFX
2146
DELISTED
PBF LOGISTICS LP
PBFX
– –
-10,507
Closed -$133K
GBT
2147
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-42,692
Closed -$1.09M
SAIL
2148
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-20,145
Closed -$864K
MIC
2149
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-6,840
Closed -$277K
PLAN
2150
DELISTED
Anaplan, Inc.
PLAN
– –
-8,769
Closed -$534K
84 85
86
87 88