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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLDT
2126
Chatham Lodging
CLDT
$597M
– –
-15,261
Closed -$187K
CLW icon
2127
Clearwater Paper
CLW
$373M
– –
-7,741
Closed -$297K
CMTL icon
2128
Comtech Telecommunications
CMTL
$51.5M
– –
-9,257
Closed -$237K
CRS icon
2129
Carpenter Technology
CRS
$28.2B
– –
-6,770
Closed -$222K
CSIQ icon
2130
Canadian Solar
CSIQ
$1.08B
– –
-18,123
Closed -$627K
DAKT icon
2131
Daktronics
DAKT
$1.03B
– –
-56,682
Closed -$308K
DCOM icon
2132
Dime Commercial Bancshares
DCOM
$1.8B
– –
-7,320
Closed -$239K
DXPE icon
2133
DXP Enterprises
DXPE
$3.05B
– –
-9,280
Closed -$274K
DY icon
2134
Dycom Industries
DY
$12.2B
– –
-5,810
Closed -$414K
ECPG icon
2135
Encore Capital Group
ECPG
$2.13B
– –
-5,174
Closed -$255K
EDD
2136
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$386M
– –
-41,996
Closed -$246K
EIG icon
2137
Employers Holdings
EIG
$899M
– –
-5,681
Closed -$224K
ENTA icon
2138
Enanta Pharmaceuticals
ENTA
$396M
– –
-7,692
Closed -$437K
ENSG icon
2139
The Ensign Group
ENSG
$10.6B
– –
-3,012
Closed -$226K
EPRT icon
2140
Essential Properties Realty Trust
EPRT
$6.62B
– –
-9,735
Closed -$272K
ERIC icon
2141
Ericsson
ERIC
$33.2B
– –
-17,542
Closed -$196K
FHB icon
2142
First Hawaiian
FHB
$3.36B
– –
-11,659
Closed -$342K
FHI icon
2143
Federated Hermes
FHI
$4.69B
– –
-33,467
Closed -$1.09M
FIZZ icon
2144
National Beverage
FIZZ
$2.99B
– –
-3,916
Closed -$206K
FORM icon
2145
FormFactor
FORM
$9.22B
– –
-5,434
Closed -$203K
FUTU icon
2146
Futu Holdings
FUTU
$15.2B
– –
-2,676
Closed -$244K
TDAY
2147
USA Today Co
TDAY
$1.11B
– –
-23,934
Closed -$160K
GCO icon
2148
Genesco
GCO
$422M
– –
-5,235
Closed -$302K
GCV
2149
Gabelli Convertible and Income Securities Fund
GCV
$94.5M
– –
-73,953
Closed -$450K
GDS icon
2150
GDS Holdings
GDS
$6.44B
– –
-4,048
Closed -$229K
84 85
86
87 88

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.