GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
-0.72%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$16.5B
AUM Growth
-$325M
Cap. Flow
-$77M
Cap. Flow %
-0.47%
Top 10 Hldgs %
17.55%
Holding
2,285
New
114
Increased
796
Reduced
1,160
Closed
171

Top Buys

1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$49.6M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$38.6M
3
AFTR.U
AfterNext HealthTech Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
AFTR.U
$37.1M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
$34.7M
5
HON icon
Honeywell
HON
$30.1M

Top Sells

1
ALXN
Alexion Pharmaceuticals Inc
ALXN
$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
$37.8M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
$20M
5
JNK icon
SPDR Bloomberg High Yield Bond ETF
JNK
$19.3M

Sector Composition

1 Technology 19.4%
2 Financials 13.91%
3 Healthcare 9.78%
4 Consumer Discretionary 8.87%
5 Communication Services 6.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ABTX
2126
DELISTED
Allegiance Bancshares, Inc.
ABTX
– –
-7,898
Closed -$304K
SHI
2127
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
– –
-12,172
Closed -$285K
VRS
2128
DELISTED
Verso Corporation
VRS
– –
-21,400
Closed -$379K
SRNGW
2129
DELISTED
Soaring Eagle Acquisition Corp. Warrant
SRNGW
– –
-401,264
Closed -$1.33M
SRNG
2130
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-2,006,400
Closed -$20M
CORE
2131
DELISTED
Core Mark Holding Co., Inc.
CORE
– –
-77,607
Closed -$3.49M
PFPT
2132
DELISTED
Proofpoint, Inc.
PFPT
– –
-53,000
Closed -$9.21M
QTS
2133
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-59,086
Closed -$4.57M
KIN
2134
DELISTED
Kindred Biosciences, Inc.
KIN
– –
-75,923
Closed -$696K
SYKE
2135
DELISTED
SYKES Enterprises Inc
SYKE
– –
-12,682
Closed -$681K
MXIM
2136
DELISTED
Maxim Integrated Products
MXIM
– –
-114,307
Closed -$12M
USCR
2137
DELISTED
U S Concrete, Inc.
USCR
– –
-16,237
Closed -$1.2M
EVY
2138
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
– –
-105,864
Closed -$1.59M
WRI
2139
DELISTED
Weingarten Realty Investors
WRI
– –
-75,580
Closed -$2.42M
MIE
2140
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-70,848
Closed -$288K
TLND
2141
DELISTED
Talend S.A. American Depositary Shares
TLND
– –
-13,190
Closed -$865K
BPYU
2142
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-16,699
Closed -$315K
HOME
2143
DELISTED
At Home Group Inc.
HOME
– –
-19,046
Closed -$702K
ALXN
2144
DELISTED
Alexion Pharmaceuticals Inc
ALXN
– –
-227,415
Closed -$41.8M
WORK
2145
DELISTED
Slack Technologies, Inc.
WORK
– –
-58,189
Closed -$2.58M
CNST
2146
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-21,553
Closed -$728K
LMNX
2147
DELISTED
Luminex Corp
LMNX
– –
-48,642
Closed -$1.79M
PRAH
2148
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-44,347
Closed -$7.33M
BPFH
2149
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
– –
-100,656
Closed -$1.49M
GRUB
2150
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-36,382
Closed -$664K
84 85
86
87 88