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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CORR
2126
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$87K ﹤0.01%
12,366
-2,104
-15% -$16.8K
GGN
2127
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$77K ﹤0.01%
22,154
+332
+2% +$1.16K
NWG icon
2128
NatWest
NWG
$76.4B
$62K ﹤0.01%
10,738
-8,362
-44% -$43.2K
RIG icon
2129
Transocean
RIG
$5.82B
$60K ﹤0.01%
16,861
-835
-5% -$2.9K
CRK icon
2130
Comstock Resources
CRK
$3.94B
$59K ﹤0.01%
10,598
-527
-5% -$2.83K
NOK icon
2131
Nokia
NOK
$52.3B
$57K ﹤0.01%
14,287
-18,437
-56% -$76.9K
KOS icon
2132
Kosmos Energy
KOS
$1.48B
$52K ﹤0.01%
16,995
-1,244
-7% -$3.63K
ELP
2133
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$41K ﹤0.01%
+8,100
New +$39.3K
ALKS icon
2134
Alkermes
ALKS
$8.25B
– –
-18,370
Closed -$366K
APAM icon
2135
Artisan Partners
APAM
$3.02B
– –
-4,809
Closed -$242K
AR icon
2136
Antero Resources
AR
$10.7B
– –
-28,508
Closed -$155K
AVAL icon
2137
Grupo Aval
AVAL
$6.01B
– –
-16,118
Closed -$111K
AWI icon
2138
Armstrong World Industries
AWI
$7.84B
– –
-4,074
Closed -$303K
BAP icon
2139
Credicorp
BAP
$30.7B
– –
-1,365
Closed -$224K
BCX icon
2140
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
– –
-29,045
Closed -$215K
BMI icon
2141
Badger Meter
BMI
$4.03B
– –
-3,266
Closed -$307K
BRSP
2142
BrightSpire Capital
BRSP
$648M
– –
-20,005
Closed -$150K
CCU icon
2143
Compañía de Cervecerías Unidas
CCU
$2.21B
– –
-10,806
Closed -$159K
CDP icon
2144
COPT Defense Properties
CDP
$4.21B
– –
-9,856
Closed -$257K
CHCT
2145
Community Healthcare Trust
CHCT
$454M
– –
-6,397
Closed -$301K
CWEN icon
2146
Clearway Energy Class C
CWEN
$6.7B
– –
-12,016
Closed -$384K
CXT icon
2147
Crane NXT
CXT
$3.07B
– –
-92,021
Closed -$2.48M
ESNT icon
2148
Essent Group
ESNT
$6.33B
– –
-6,415
Closed -$277K
FLS icon
2149
Flowserve
FLS
$10.2B
– –
-21,104
Closed -$778K
FORR icon
2150
Forrester Research
FORR
$228M
– –
-5,800
Closed -$243K
84 85
86
87 88

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.