We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQC
2126
DELISTED
Equity Commonwealth
EQC
– –
-122,345
Closed -$3.26M
ENLC
2127
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
– –
-25,167
Closed -$59K
SWN
2128
DELISTED
Southwestern Energy Company
SWN
– –
-162,647
Closed -$382K
TWOU
2129
DELISTED
2U Inc
TWOU
– –
-265
Closed -$269K
NEWR
2130
DELISTED
New Relic, Inc.
NEWR
– –
-5,521
Closed -$311K
ICPT
2131
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-35,357
Closed -$1.47M
TWNK
2132
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-53,568
Closed -$660K
DBD
2133
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-12,173
Closed -$93K
CAJ
2134
DELISTED
Canon, Inc.
CAJ
– –
-11,675
Closed -$194K
COHR
2135
DELISTED
Coherent Inc
COHR
– –
-7,025
Closed -$779K
RRD
2136
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-32,854
Closed -$48K
CXP
2137
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-339,253
Closed -$3.7M
MDP
2138
DELISTED
Meredith Corporation
MDP
– –
-23,310
Closed -$306K
ECHO
2139
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-10,482
Closed -$270K
CSOD
2140
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-7,247
Closed -$264K
LDL
2141
DELISTED
Lydall, Inc.
LDL
– –
-11,635
Closed -$192K
GWPH
2142
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-3,119
Closed -$304K
MIK
2143
DELISTED
Michaels Stores, Inc
MIK
– –
-14,757
Closed -$142K
ACIA
2144
DELISTED
Acacia Communications Inc
ACIA
– –
-17,473
Closed -$1.18M
WPX
2145
DELISTED
WPX Energy, Inc.
WPX
– –
-113,723
Closed -$557K
TCO
2146
DELISTED
Taubman Centers Inc.
TCO
– –
-16,999
Closed -$566K
HDS
2147
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-8,715
Closed -$359K
GLIBA
2148
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-9,487
Closed -$778K
DNKN
2149
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-70,546
Closed -$5.78M
HUD
2150
DELISTED
Hudson Ltd. Class A Common Shares
HUD
– –
-71,248
Closed -$541K
83 84 85
86
87

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.