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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNRO icon
2126
Monro
MNRO
$399M
– –
-3,103
Closed -$245K
MSA icon
2127
Mine Safety
MSA
$7.43B
– –
-3,253
Closed -$355K
MTH icon
2128
Meritage Homes
MTH
$4.71B
– –
-22,552
Closed -$793K
MUE
2129
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
– –
-59,048
Closed -$754K
MWA icon
2130
Mueller Water Products
MWA
$4.04B
– –
-11,625
Closed -$131K
MYRG icon
2131
MYR Group
MYRG
$5.26B
– –
-10,385
Closed -$325K
NEOG icon
2132
Neogen
NEOG
$2.59B
– –
-6,094
Closed -$208K
NGL icon
2133
NGL Energy Partners
NGL
$2B
– –
-18,989
Closed -$264K
NMRK icon
2134
Newmark Group
NMRK
$2.72B
– –
-10,345
Closed -$94K
NPO icon
2135
Enpro
NPO
$7.06B
– –
-60,101
Closed -$4.13M
NSIT icon
2136
Insight Enterprises
NSIT
$3.98B
– –
-7,413
Closed -$413K
NX icon
2137
Quanex
NX
$883M
– –
-12,334
Closed -$223K
ADAM
2138
Adamas Trust
ADAM
$848M
– –
-12,557
Closed -$306K
OXSQ icon
2139
Oxford Square Capital
OXSQ
$160M
– –
-24,091
Closed -$150K
PACB icon
2140
Pacific Biosciences
PACB
$441M
– –
-14,080
Closed -$73K
PAGS icon
2141
PagSeguro Digital
PAGS
$2.68B
– –
-10,069
Closed -$466K
PFGC icon
2142
Performance Food Group
PFGC
$18B
– –
-36,454
Closed -$1.68M
PFX icon
2143
PhenixFIN
PFX
– –
-3,166
Closed -$164K
PICB icon
2144
Invesco International Corporate Bond ETF
PICB
$360M
– –
-8,547
Closed -$224K
PLAB icon
2145
Photronics
PLAB
$1.85B
– –
-21,374
Closed -$233K
PNNT
2146
Pennant Park Investment Corp
PNNT
$223M
– –
-81,755
Closed -$513K
PUK icon
2147
Prudential
PUK
$37.4B
– –
-16,448
Closed -$580K
RAMP icon
2148
LiveRamp
RAMP
$2.3B
– –
-19,032
Closed -$818K
RDFN
2149
DELISTED
Redfin
RDFN
– –
-10,394
Closed -$175K
REX icon
2150
REX American Resources
REX
$1.42B
– –
-17,712
Closed -$225K
84 85
86
87 88

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.