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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OLP
2126
One Liberty Properties
OLP
$531M
– –
-9,934
Closed -$288K
OMCL icon
2127
Omnicell
OMCL
$1.71B
– –
-2,955
Closed -$254K
ORA icon
2128
Ormat Technologies
ORA
$6.02B
– –
-10,781
Closed -$683K
PFF icon
2129
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-17,081
Closed -$629K
PKX icon
2130
POSCO
PKX
$16B
– –
-4,554
Closed -$242K
PLCE icon
2131
Children's Place
PLCE
$56.3M
– –
-2,639
Closed -$252K
PLNT icon
2132
Planet Fitness
PLNT
$4.45B
– –
-2,781
Closed -$201K
PR
2133
Permian Resources
PR
$17.5B
– –
-23,108
Closed -$175K
PRK icon
2134
Park National Corp
PRK
$3.75B
– –
-4,412
Closed -$438K
QLYS icon
2135
Qualys
QLYS
$5.45B
– –
-3,158
Closed -$275K
REZI icon
2136
Resideo Technologies
REZI
$5.49B
– –
-17,443
Closed -$382K
RGA icon
2137
Reinsurance Group of America
RGA
$15.5B
– –
-2,477
Closed -$386K
RGS icon
2138
Regis Corp
RGS
$68.7M
– –
-591
Closed -$196K
RLI icon
2139
RLI Corp
RLI
$5.62B
– –
-6,084
Closed -$261K
SCD
2140
LMP Capital and Income Fund
SCD
$357M
– –
-47,078
Closed -$638K
SMP icon
2141
Standard Motor Products
SMP
$863M
– –
-24,016
Closed -$1.09M
SPR
2142
DELISTED
Spirit AeroSystems
SPR
– –
-83,314
Closed -$6.78M
SPSC icon
2143
SPS Commerce
SPSC
$2.72B
– –
-5,362
Closed -$274K
SPXC icon
2144
SPX Corp
SPXC
$10.7B
– –
-6,615
Closed -$218K
SSL icon
2145
Sasol
SSL
$7.21B
– –
-14,693
Closed -$365K
STRA icon
2146
Strategic Education
STRA
$1.89B
– –
-1,298
Closed -$231K
SUP
2147
DELISTED
Superior Industries International
SUP
– –
-18,383
Closed -$64K
TCMD icon
2148
Tactile Systems Technology
TCMD
$672M
– –
-5,335
Closed -$304K
TEX icon
2149
Terex
TEX
$7.36B
– –
-17,481
Closed -$549K
TRN icon
2150
Trinity Industries
TRN
$2.5B
– –
-19,124
Closed -$397K
84 85
86
87 88

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.