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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUP
2126
DELISTED
Superior Industries International
SUP
$99K ﹤0.01%
20,627
-5,323
-21% -$49.6K
TBHC
2127
DELISTED
The Brand House Collective
TBHC
$98K ﹤0.01%
10,243
-13,388
-57% -$130K
VSI
2128
DELISTED
Vitamin Shoppe Inc.
VSI
$96K ﹤0.01%
20,253
-17,179
-46% -$129K
SPN
2129
DELISTED
Superior Energy Services, Inc.
SPN
$95K ﹤0.01%
2,826
-4,236
-60% -$294K
RDC
2130
DELISTED
Rowan Companies Plc
RDC
$94K ﹤0.01%
11,230
-94,063
-89% -$1.38M
ASRT
2131
DELISTED
Assertio
ASRT
$93K ﹤0.01%
430
+171
+66% +$51.3K
SMTA
2132
DELISTED
Spirit MTA REIT Common Shares of Beneficial Interest
SMTA
$91K ﹤0.01%
12,766
-3,538
-22% -$35.8K
TWI icon
2133
Titan International
TWI
$471M
$84K ﹤0.01%
18,022
+5,453
+43% +$35.4K
RFL icon
2134
Rafael Holdings
RFL
$106M
$80K ﹤0.01%
10,246
-2,345
-19% -$19.5K
JCP
2135
DELISTED
J.C. Penney Company, Inc.
JCP
$80K ﹤0.01%
76,647
-13,156
-15% -$18.4K
RFP
2136
DELISTED
Resolute Forest Products Inc.
RFP
$79K ﹤0.01%
10,008
-310
-3% -$3.42K
SRCI
2137
DELISTED
SRC Energy Inc
SRCI
$71K ﹤0.01%
15,066
-17,939
-54% -$120K
HLX icon
2138
Helix Energy Solutions
HLX
$1.37B
$65K ﹤0.01%
12,030
-6,515
-35% -$53.1K
HCR
2139
DELISTED
Hi-Crush Inc. Common Stock
HCR
$63K ﹤0.01%
17,693
-1,137
-6% -$7.89K
CLD
2140
DELISTED
Cloud Peak Energy Inc
CLD
$61K ﹤0.01%
165,786
+65,410
+65% +$93.2K
FRAN
2141
DELISTED
Francesca's Holdings Corporation
FRAN
$59K ﹤0.01%
5,093
+2,766
+119% +$80.6K
IVC
2142
DELISTED
Invacare Corporation
IVC
$53K ﹤0.01%
+12,349
New +$109K
NBR icon
2143
Nabors Industries
NBR
$1.16B
$48K ﹤0.01%
477
-2,260
-83% -$498K
HK
2144
DELISTED
Halcon Resources Corporation
HK
$48K ﹤0.01%
28,709
-929
-3% -$2.9K
BNED icon
2145
Barnes & Noble Education
BNED
$439M
$44K ﹤0.01%
110
-505
-82% -$281K
FAX
2146
abrdn Asia-Pacific Income Fund
FAX
$594M
$44K ﹤0.01%
+1,901
New +$45.5K
FTR
2147
DELISTED
Frontier Communications Corp.
FTR
$44K ﹤0.01%
18,550
-21,239
-53% -$90K
GPL
2148
DELISTED
Great Panther Mining Limited
GPL
$40K ﹤0.01%
5,588
-624
-10% -$4.12K
KG
2149
Kestrel Group
KG
$68.9M
$38K ﹤0.01%
1,167
-462
-28% -$24.9K
CDR
2150
DELISTED
Cedar Realty Trust, Inc
CDR
$36K ﹤0.01%
+1,743
New +$42.2K
84 85
86
87 88

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.