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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BRW
2126
Saba Capital Income & Opportunities Fund
BRW
$336M
| $909K | ﹤0.01% |
89,651
-6,514
| -7% | -$66.7K |
|
|
OLP
2127
One Liberty Properties
OLP
$530M
| $909K | ﹤0.01% |
35,127
-537
| -2% | -$13.8K |
|
2128
United Fire Group
UFCS
$1.32B
| $907K | ﹤0.01% |
19,907
-11,196
| -36% | -$524K |
|
2129
Melco Resorts & Entertainment
MLCO
$2.22B
| $906K | ﹤0.01% |
31,180
+6,934
| +29% | +$177K |
|
|
JTD
2130
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
| $903K | ﹤0.01% |
51,378
-57,182
| -53% | -$971K |
|
|
AXON
2131
Axon Enterprise
AXON
$42.5B
| $899K | ﹤0.01% |
33,894
-48,996
| -59% | -$1.18M |
|
2132
Cheniere Energy
LNG
$55.2B
| $899K | ﹤0.01% |
16,706
+119
| +0.7% | +$5.74K |
|
2133
Tenaris
TS
$28.9B
| $897K | ﹤0.01% |
28,147
-5,160
| -15% | -$149K |
|
2134
MBIA
MBI
$261M
| $896K | ﹤0.01% |
122,429
+10,853
| +10% | +$84.4K |
|
2135
3D Systems Corp
DDD
$431M
| $895K | ﹤0.01% |
103,621
+18,624
| +22% | +$192K |
|
|
FMN
2136
Federated Hermes Premier Municipal Income Fund
FMN
$86.8M
| $894K | ﹤0.01% |
63,659
-5,411
| -8% | -$77.4K |
|
2137
West Pharmaceutical
WST
$24B
| $892K | ﹤0.01% |
9,036
-233
| -3% | -$22.8K |
|
2138
Interparfums
IPAR
$3.99B
| $888K | ﹤0.01% |
+20,415
| New | +$888K |
|
|
HIMX
2139
Himax Technologies
HIMX
$2.19B
| $884K | ﹤0.01% |
+84,806
| New | +$920K |
|
2140
UMB Financial
UMBF
$11.1B
| $884K | ﹤0.01% |
12,248
+757
| +7% | +$55.6K |
|
|
HAYN
2141
DELISTED
Haynes International, Inc.
HAYN
| $883K | ﹤0.01% |
+27,590
| New | +$940K |
|
2142
WaFd
WAFD
$2.72B
| $882K | ﹤0.01% |
25,751
-165,888
| -87% | -$5.7M |
|
2143
Rayonier Advanced Materials
RYAM
$604M
| $881K | ﹤0.01% |
43,088
-42,487
| -50% | -$714K |
|
|
FTD
2144
DELISTED
FTD Companies, Inc. Common Stock
FTD
| $881K | ﹤0.01% |
122,439
+69,606
| +132% | +$647K |
|
2145
Nutanix
NTNX
$16B
| $879K | ﹤0.01% |
24,913
-7,781
| -24% | -$236K |
|
|
IGI
2146
Western Asset Investment Grade Defined Opportunity Trust
IGI
$93.9M
| $878K | ﹤0.01% |
38,423
+3,773
| +11% | +$81.5K |
|
2147
Lamar Advertising Co
LAMR
$16.2B
| $877K | ﹤0.01% |
11,814
-78,026
| -87% | -$5.69M |
|
2148
Watsco Inc
WSO
$12.7B
| $877K | ﹤0.01% |
5,157
+374
| +8% | +$61.8K |
|
2149
America Movil
AMX
$76.1B
| $875K | ﹤0.01% |
51,018
-15,576
| -23% | -$272K |
|
2150
NNN REIT
NNN
$9.04B
| $875K | ﹤0.01% |
20,289
+1,695
| +9% | +$71.1K |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.