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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SXC icon
2126
SunCoke Energy
SXC
$803M
$1.01M ﹤0.01%
88,687
-164,398
-65% -$1.75M
PAI
2127
Western Asset Investment Grade Income Fund
PAI
$114M
$1M ﹤0.01%
70,219
+4,294
+7% +$62.3K
ACLS icon
2128
Axcelis
ACLS
$4.25B
$1M ﹤0.01%
69,036
+57,572
+502% +$783K
ELD icon
2129
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$1M ﹤0.01%
27,979
-5,666
-17% -$206K
FSS icon
2130
Federal Signal
FSS
$7.85B
$1M ﹤0.01%
64,124
+3,588
+6% +$51.8K
BERY
2131
DELISTED
Berry Global Group, Inc.
BERY
$1M ﹤0.01%
22,359
-9,061
-29% -$388K
FLOW
2132
DELISTED
SPX FLOW, Inc.
FLOW
$1M ﹤0.01%
31,182
-49,411
-61% -$1.45M
CPF icon
2133
Central Pacific Financial
CPF
$1.01B
$999K ﹤0.01%
+31,812
New +$898K
MUS
2134
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$997K ﹤0.01%
73,395
+13,508
+23% +$182K
SLGN icon
2135
Silgan Holdings
SLGN
$4.44B
$994K ﹤0.01%
38,846
+28,360
+270% +$713K
WGL
2136
DELISTED
Wgl Holdings
WGL
$993K ﹤0.01%
13,012
-31,376
-71% -$2.11M
FRAN
2137
DELISTED
Francesca's Holdings Corporation
FRAN
$983K ﹤0.01%
4,542
-1,078
-19% -$224K
IDT icon
2138
IDT Corp
IDT
$1.64B
$981K ﹤0.01%
62,540
+7,033
+13% +$113K
KWR icon
2139
Quaker Houghton
KWR
$2.96B
$980K ﹤0.01%
+7,666
New +$902K
FWONK icon
2140
Liberty Media Series C
FWONK
$25.7B
$979K ﹤0.01%
32,300
-983
-3% -$28.2K
PRGS icon
2141
Progress Software
PRGS
$1.76B
$979K ﹤0.01%
+30,664
New +$890K
SSD icon
2142
Simpson Manufacturing
SSD
$8.08B
$973K ﹤0.01%
22,244
+17,290
+349% +$774K
SHO icon
2143
Sunstone Hotel Investors
SHO
$2.11B
$971K ﹤0.01%
63,775
-92,747
-59% -$1.29M
BWG
2144
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$970K ﹤0.01%
81,982
-5,549
-6% -$68.2K
LNG icon
2145
Cheniere Energy
LNG
$54.3B
$970K ﹤0.01%
23,411
+2,434
+12% +$98.3K
COHU icon
2146
Cohu
COHU
$2.48B
$966K ﹤0.01%
69,507
+59,340
+584% +$722K
WWE
2147
DELISTED
World Wrestling Entertainment
WWE
$964K ﹤0.01%
52,437
-19,747
-27% -$374K
BSL
2148
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
$962K ﹤0.01%
53,198
+35,823
+206% +$626K
AMTD
2149
DELISTED
TD Ameritrade Holding Corp
AMTD
$961K ﹤0.01%
22,042
-104,931
-83% -$4.07M
CRC
2150
DELISTED
California Resources Corporation
CRC
$961K ﹤0.01%
45,142
+13,887
+44% +$203K
84 85
86
87 88

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.