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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSR
2126
Centerspace
CSR
$949M
$890K ﹤0.01%
12,244
-6,406
-34% -$420K
PAI
2127
Western Asset Investment Grade Income Fund
PAI
$114M
$884K ﹤0.01%
65,363
+5,421
+9% +$70.1K
CWST icon
2128
Casella Waste Systems
CWST
$5.56B
$882K ﹤0.01%
131,669
+109,071
+483% +$658K
CMRE icon
2129
Costamare
CMRE
$1.77B
$881K ﹤0.01%
99,048
+29,496
+42% +$231K
OMCL icon
2130
Omnicell
OMCL
$1.69B
$878K ﹤0.01%
31,507
-6,105
-16% -$168K
RPT
2131
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$878K ﹤0.01%
48,715
-4,260
-8% -$72K
SSL icon
2132
Sasol
SSL
$7.12B
$876K ﹤0.01%
29,651
-2,937
-9% -$79.8K
SYKE
2133
DELISTED
SYKES Enterprises Inc
SYKE
$876K ﹤0.01%
29,032
+2,705
+10% +$79K
VSAT icon
2134
Viasat
VSAT
$11.2B
$872K ﹤0.01%
11,858
+215
+2% +$14.3K
BH icon
2135
Biglari Holdings Class B
BH
$1.2B
$869K ﹤0.01%
3,507
+568
+19% +$137K
WPZ
2136
DELISTED
Williams Partners L.P.
WPZ
$869K ﹤0.01%
42,496
-28,344
-40% -$556K
CRVL icon
2137
CorVel
CRVL
$3.26B
$867K ﹤0.01%
65,985
-12,423
-16% -$175K
PYN
2138
DELISTED
PIMCO New York Municipal Income Fund III
PYN
$867K ﹤0.01%
80,809
-7,963
-9% -$83.6K
JRS icon
2139
Nuveen Real Estate Income Fund
JRS
$249M
$866K ﹤0.01%
79,994
-16,569
-17% -$167K
ACAT
2140
DELISTED
Arctic Cat Inc
ACAT
$865K ﹤0.01%
51,477
-73,558
-59% -$1.11M
TCF
2141
DELISTED
TCF Financial Corporation
TCF
$865K ﹤0.01%
70,554
-14,793
-17% -$178K
HIMX
2142
Himax Technologies
HIMX
$2.52B
$862K ﹤0.01%
76,648
-33,719
-31% -$296K
BANF icon
2143
BancFirst
BANF
$3.81B
$857K ﹤0.01%
30,064
+6,464
+27% +$181K
CAR icon
2144
Avis
CAR
$4.87B
$856K ﹤0.01%
31,287
+213
+0.7% +$5.82K
QUAD icon
2145
Quad
QUAD
$521M
$854K ﹤0.01%
66,094
-33,927
-34% -$367K
FSS icon
2146
Federal Signal
FSS
$7.85B
$852K ﹤0.01%
64,219
+18,251
+40% +$251K
CCD
2147
Calamos Dynamic Convertible & Income Fund
CCD
$732M
$849K ﹤0.01%
49,190
+30,289
+160% +$504K
AXLL
2148
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$849K ﹤0.01%
38,920
-429,210
-92% -$7.57M
VSI
2149
DELISTED
Vitamin Shoppe Inc.
VSI
$846K ﹤0.01%
27,322
+2,770
+11% +$83.2K
OSG
2150
Octave Specialty Group
OSG
$230M
$844K ﹤0.01%
53,425
-20,247
-27% -$293K
84 85
86
87 88

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.