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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNH
2126
DELISTED
Terra Nitrogen
TNH
$948K ﹤0.01%
8,794
-1,770
-17% -$196K
TEN
2127
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$947K ﹤0.01%
21,171
-2,878
-12% -$140K
MDRX
2128
DELISTED
Veradigm Inc. Common Stock
MDRX
$946K ﹤0.01%
76,303
-33,978
-31% -$468K
JMLP
2129
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$944K ﹤0.01%
95,307
+5,932
+7% +$72.9K
RT
2130
DELISTED
Ruby Tuesday Georgia
RT
$941K ﹤0.01%
151,521
-9,392
-6% -$62K
MCS icon
2131
Marcus Corp
MCS
$945M
$940K ﹤0.01%
48,589
-2,165
-4% -$42.4K
NBB icon
2132
Nuveen Taxable Municipal Income Fund
NBB
$453M
$938K ﹤0.01%
47,750
-6,236
-12% -$122K
JUNO
2133
DELISTED
Juno Therapeutics, Inc.
JUNO
$937K ﹤0.01%
23,017
-157,686
-87% -$6.92M
BWG
2134
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$933K ﹤0.01%
80,207
-11,088
-12% -$145K
S
2135
DELISTED
Sprint Corporation
S
$929K ﹤0.01%
241,730
-4,522
-2% -$19.1K
CBOE icon
2136
Cboe Global Markets
CBOE
$29.9B
$924K ﹤0.01%
13,773
-2,670
-16% -$168K
MGM icon
2137
MGM Resorts International
MGM
$11.2B
$923K ﹤0.01%
50,022
+18,857
+61% +$377K
KING
2138
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
$923K ﹤0.01%
68,122
+32,030
+89% +$461K
GIFI
2139
DELISTED
Gulf Island Fabrication
GIFI
$922K ﹤0.01%
87,512
-4,446
-5% -$51.1K
ITCI
2140
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$922K ﹤0.01%
+23,014
New +$751K
FWRD icon
2141
Forward Air
FWRD
$654M
$921K ﹤0.01%
22,203
+1,943
+10% +$91.8K
INFO
2142
DELISTED
IHS Markit Ltd. Common Shares
INFO
$918K ﹤0.01%
31,642
-4,317
-12% -$120K
MBLY
2143
DELISTED
Mobileye N.V.
MBLY
$918K ﹤0.01%
20,186
-8,006
-28% -$440K
BSJK
2144
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$917K ﹤0.01%
38,985
+25,242
+184% +$622K
BKS
2145
DELISTED
Barnes & Noble
BKS
$914K ﹤0.01%
75,502
-13,854
-16% -$222K
RDY icon
2146
Dr. Reddy's Laboratories
RDY
$10.2B
$912K ﹤0.01%
71,345
+19,105
+37% +$237K
IBKR icon
2147
Interactive Brokers
IBKR
$39.8B
$911K ﹤0.01%
92,364
+10,808
+13% +$111K
TTM
2148
DELISTED
Tata Motors Limited
TTM
$911K ﹤0.01%
40,477
-4,656
-10% -$128K
SBH icon
2149
Sally Beauty Holdings
SBH
$1.58B
$910K ﹤0.01%
38,302
-1,875
-5% -$51.9K
CVEO icon
2150
Civeo
CVEO
$318M
$909K ﹤0.01%
51,143
-7,758
-13% -$185K
84 85
86
87 88

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.