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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HF
2126
DELISTED
HFF Inc.
HF
$1.18M ﹤0.01%
40,801
-4,410
-10% -$144K
CRK icon
2127
Comstock Resources
CRK
$3.94B
$1.18M ﹤0.01%
12,678
-2,812
-18% -$334K
SGL
2128
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$1.18M ﹤0.01%
133,625
-23,230
-15% -$212K
BGFV
2129
DELISTED
Big 5 Sporting Goods
BGFV
$1.18M ﹤0.01%
125,718
+27,577
+28% +$294K
RMBS icon
2130
Rambus
RMBS
$11B
$1.18M ﹤0.01%
94,470
+55,246
+141% +$697K
CET
2131
Central Securities Corp
CET
$1.64B
$1.18M ﹤0.01%
51,273
+1,908
+4% +$44.8K
VISN
2132
Vistance Networks Inc
VISN
$2.47B
$1.18M ﹤0.01%
49,204
-6,320
-11% -$155K
OMCL icon
2133
Omnicell
OMCL
$1.71B
$1.18M ﹤0.01%
43,023
-4,630
-10% -$127K
CTB
2134
DELISTED
Cooper Tire & Rubber Co.
CTB
$1.18M ﹤0.01%
40,953
-6,200
-13% -$185K
CSTE icon
2135
Caesarstone
CSTE
$79.2M
$1.17M ﹤0.01%
22,710
-113,415
-83% -$5.65M
WOOF
2136
DELISTED
VCA Inc.
WOOF
$1.17M ﹤0.01%
29,843
+171
+0.6% +$6.6K
BSBR icon
2137
Santander
BSBR
$43.4B
$1.17M ﹤0.01%
187,374
-208,160
-53% -$1.36M
UEIC icon
2138
Universal Electronics
UEIC
$62.1M
$1.17M ﹤0.01%
23,755
-2,554
-10% -$132K
TGI
2139
DELISTED
Triumph Group
TGI
$1.17M ﹤0.01%
18,016
-7,580
-30% -$507K
NPP
2140
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$1.17M ﹤0.01%
80,548
+20,010
+33% +$288K
WRI
2141
DELISTED
Weingarten Realty Investors
WRI
$1.17M ﹤0.01%
37,057
-6,229
-14% -$207K
GOOD
2142
Gladstone Commercial Corp
GOOD
$628M
$1.16M ﹤0.01%
68,471
+26,829
+64% +$478K
VCO
2143
DELISTED
Vina Concha Y Toro 50 Shrs
VCO
$1.16M ﹤0.01%
29,271
+4,607
+19% +$182K
APL
2144
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$1.16M ﹤0.01%
31,832
+8,356
+36% +$295K
HXL icon
2145
Hexcel
HXL
$7.76B
$1.14M ﹤0.01%
28,799
-10,810
-27% -$426K
MKTX icon
2146
MarketAxess Holdings
MKTX
$5.72B
$1.14M ﹤0.01%
18,477
-1,931
-9% -$109K
USG
2147
DELISTED
Usg
USG
$1.14M ﹤0.01%
41,599
+1,078
+3% +$30.6K
CAA
2148
DELISTED
CalAtlantic Group, Inc.
CAA
$1.14M ﹤0.01%
30,545
+520
+2% +$20.9K
GLV
2149
Clough Global Dividend & Income Fund
GLV
$78.4M
$1.14M ﹤0.01%
79,528
+1,805
+2% +$27.2K
DSM
2150
BNY Mellon Strategic Municipal Bond Fund
DSM
$292M
$1.14M ﹤0.01%
141,167
-20,645
-13% -$167K
84 85
86
87 88

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.