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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWCAU
2101
DELISTED
Blue Whale Acquisition Corp I Unit
BWCAU
$10K ﹤0.01%
1,112
-1,998,888
-100% -$19.9M
ABEV icon
2102
Ambev
ABEV
$46.5B
– –
-22,406
Closed -$62K
ACM icon
2103
Aecom
ACM
$9.77B
– –
-8,800
Closed -$556K
AGO icon
2104
Assured Guaranty
AGO
$3.44B
– –
-4,333
Closed -$203K
ALKS icon
2105
Alkermes
ALKS
$8.24B
– –
-83,866
Closed -$2.59M
AMLP icon
2106
Alerian MLP ETF
AMLP
$12.8B
– –
-29,583
Closed -$986K
APAM icon
2107
Artisan Partners
APAM
$3.04B
– –
-7,659
Closed -$375K
APOG icon
2108
Apogee Enterprises
APOG
$914M
– –
-6,388
Closed -$241K
ARLO icon
2109
Arlo Technologies
ARLO
$1.67B
– –
-17,811
Closed -$114K
CVSA
2110
Covista Inc
CVSA
$4.79B
– –
-5,532
Closed -$209K
ATHM icon
2111
Autohome
ATHM
$2.62B
– –
-4,906
Closed -$230K
BBD icon
2112
Banco Bradesco
BBD
$37B
– –
-19,888
Closed -$69K
BBDC icon
2113
Barings BDC
BBDC
$972M
– –
-41,107
Closed -$453K
BBVA icon
2114
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
– –
-13,453
Closed -$89K
BCSF icon
2115
Bain Capital Specialty
BCSF
$856M
– –
-27,678
Closed -$411K
BHF icon
2116
Brighthouse Financial
BHF
$3.5B
– –
-47,135
Closed -$2.13M
BLFS icon
2117
BioLife Solutions
BLFS
$1.68B
– –
-6,628
Closed -$280K
BLUE
2118
DELISTED
bluebird bio
BLUE
– –
-4,188
Closed -$1.04M
BOH icon
2119
Bank of Hawaii
BOH
$3.13B
– –
-4,141
Closed -$340K
BTO
2120
John Hancock Financial Opportunities Fund
BTO
$798M
– –
-5,726
Closed -$243K
CANG
2121
Cango Inc
CANG
$65.2M
– –
-6,727
Closed -$270K
CGBD icon
2122
Carlyle Secured Lending
CGBD
$767M
– –
-31,519
Closed -$423K
CGNX icon
2123
Cognex
CGNX
$11.3B
– –
-11,986
Closed -$962K
CHN
2124
DELISTED
China Fund
CHN
– –
-9,654
Closed -$246K
CIO
2125
DELISTED
City Office REIT
CIO
– –
-14,399
Closed -$257K
83 84
85
86 87

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.