We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRD
2101
DRDGold
DRD
$2.05B
$131K ﹤0.01%
16,145
+95
+0.6% +$917
COLIW
2102
DELISTED
Colicity Inc. Warrant
COLIW
$129K ﹤0.01%
155,854
+11,714
+8% +$12K
AFMD
2103
DELISTED
Affimed
AFMD
$123K ﹤0.01%
+1,985
New +$131K
IVC
2104
DELISTED
Invacare Corporation
IVC
$120K ﹤0.01%
25,192
-44,178
-64% -$323K
ARLO icon
2105
Arlo Technologies
ARLO
$1.65B
$114K ﹤0.01%
17,811
-16,172
-48% -$101K
FSP
2106
Franklin Street Properties
FSP
$46.8M
$110K ﹤0.01%
23,738
-41,627
-64% -$203K
GEL icon
2107
Genesis Energy
GEL
$1.85B
$110K ﹤0.01%
11,081
-8,650
-44% -$79.5K
JRS icon
2108
Nuveen Real Estate Income Fund
JRS
$246M
$107K ﹤0.01%
+10,051
New +$114K
DHC
2109
Diversified Healthcare Trust
DHC
$2.14B
$101K ﹤0.01%
29,836
-52,311
-64% -$197K
DNOW icon
2110
DNOW Inc
DNOW
$3.02B
$100K ﹤0.01%
13,033
-22,860
-64% -$187K
BBVA icon
2111
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$89K ﹤0.01%
13,453
-8,189
-38% -$52.9K
GGN
2112
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$78K ﹤0.01%
20,948
-1,214
-5% -$4.7K
TKC icon
2113
Turkcell
TKC
$4.79B
$74K ﹤0.01%
17,115
-25,904
-60% -$120K
BBD icon
2114
Banco Bradesco
BBD
$36.7B
$69K ﹤0.01%
19,888
-21,757
-52% -$86.7K
PNNT
2115
Pennant Park Investment Corp
PNNT
$241M
$65K ﹤0.01%
10,003
-104
-1% -$683
ABEV icon
2116
Ambev
ABEV
$46.4B
$62K ﹤0.01%
22,406
-22,116
-50% -$70K
AAON icon
2117
Aaon
AAON
$7.77B
– –
-5,351
Closed -$223K
ABM icon
2118
ABM Industries
ABM
$2.84B
– –
-11,577
Closed -$513K
ACIC icon
2119
American Coastal Insurance
ACIC
$494M
– –
-97,114
Closed -$554K
AEO icon
2120
American Eagle Outfitters
AEO
$3.01B
– –
-7,147
Closed -$268K
AGYS icon
2121
Agilysys
AGYS
$3.06B
– –
-4,936
Closed -$281K
AIR icon
2122
AAR Corp
AIR
$5.76B
– –
-15,115
Closed -$586K
ALG icon
2123
Alamo Group
ALG
$2.05B
– –
-1,692
Closed -$258K
AMCX icon
2124
AMC Global Media
AMCX
$489M
– –
-7,846
Closed -$524K
ARI
2125
Apollo Commercial Real Estate
ARI
$885M
– –
-40,617
Closed -$648K
83 84
85
86 87

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.