We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCJ icon
2101
Cameco
CCJ
$42.4B
$174K ﹤0.01%
+10,471
New +$161K
NUO
2102
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$171K ﹤0.01%
+10,959
New +$170K
ROCC
2103
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$170K ﹤0.01%
+12,707
New +$175K
BSM icon
2104
Black Stone Minerals
BSM
$3B
$169K ﹤0.01%
19,430
-24,445
-56% -$217K
WSR
2105
DELISTED
Whitestone REIT
WSR
$168K ﹤0.01%
+17,354
New +$155K
SABA
2106
Saba Capital Income & Opportunities Fund II
SABA
$223M
$161K ﹤0.01%
15,153
-255
-2% -$2.81K
SBS icon
2107
Sabesp
SBS
$18.7B
$160K ﹤0.01%
112,866
-81,401
-42% -$117K
FT
2108
Franklin Universal Trust
FT
$197M
$153K ﹤0.01%
20,455
+7,197
+54% +$53.7K
DRD
2109
DRDGold
DRD
$2.05B
$152K ﹤0.01%
16,036
+1,262
+9% +$12.8K
NBLX
2110
DELISTED
Noble Midstream Partners LP
NBLX
$151K ﹤0.01%
10,382
-3,895
-27% -$52.8K
VPV icon
2111
Invesco Pennsylvania Value Municipal Income Trust
VPV
$200M
$150K ﹤0.01%
+11,471
New +$146K
SEVN
2112
Seven Hills Realty Trust
SEVN
$174M
$145K ﹤0.01%
12,047
-160
-1% -$1.87K
BPMP
2113
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$144K ﹤0.01%
11,386
-5,354
-32% -$65.5K
AHRT
2114
AH Realty Trust
AHRT
$517M
$142K ﹤0.01%
11,304
-1,683
-13% -$20.6K
NSLR
2115
Neostellar Capital Corp
NSLR
$254M
$139K ﹤0.01%
+12,180
New +$142K
DSE
2116
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$139K ﹤0.01%
18,896
-5,030
-21% -$32.5K
UNIT
2117
Uniti Group
UNIT
$2.32B
$130K ﹤0.01%
11,794
-2,109
-15% -$25.4K
BBD icon
2118
Banco Bradesco
BBD
$36.7B
$125K ﹤0.01%
32,159
+2,844
+10% +$10.9K
PAGP icon
2119
Plains GP Holdings
PAGP
$4.9B
$123K ﹤0.01%
13,073
-7,215
-36% -$67.3K
BBVA icon
2120
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$113K ﹤0.01%
21,593
-150
-0.7% -$791
TEF
2121
DELISTED
Telefonica
TEF
$113K ﹤0.01%
27,996
-8,775
-24% -$35.7K
IVR icon
2122
Invesco Mortgage Capital
IVR
$805M
$111K ﹤0.01%
2,765
-1,073
-28% -$40.5K
ABEV icon
2123
Ambev
ABEV
$46.4B
$101K ﹤0.01%
36,592
+2,267
+7% +$6.4K
CVE icon
2124
Cenovus Energy
CVE
$52.1B
$99K ﹤0.01%
13,147
-28,313
-68% -$199K
VET icon
2125
Vermilion Energy
VET
$1.66B
$90K ﹤0.01%
12,367
-5,754
-32% -$35.6K
83 84
85
86 87

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.