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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAB icon
2101
Gabelli Equity Trust
GAB
$1.77B
– –
-43,818
Closed -$256K
GDOT icon
2102
Green Dot
GDOT
$754M
– –
-8,504
Closed -$215K
GDS icon
2103
GDS Holdings
GDS
$6.55B
– –
-7,464
Closed -$299K
GMS
2104
DELISTED
GMS Inc
GMS
– –
-27,031
Closed -$776K
HRTX icon
2105
Heron Therapeutics
HRTX
$96.8M
– –
-94,895
Closed -$1.75M
HRZN icon
2106
Horizon Technology Finance
HRZN
$308M
– –
-15,660
Closed -$185K
HVT icon
2107
Haverty Furniture Companies
HVT
$416M
– –
-10,231
Closed -$207K
IBKR icon
2108
Interactive Brokers
IBKR
$39.1B
– –
-62,312
Closed -$838K
IRDM icon
2109
Iridium Communications
IRDM
$5.12B
– –
-14,466
Closed -$308K
JBGS
2110
JBG SMITH
JBGS
$829M
– –
-129,558
Closed -$5.08M
JOF
2111
Japan Smaller Capitalization Fund
JOF
$328M
– –
-26,916
Closed -$236K
JPI
2112
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-10,575
Closed -$262K
KBH icon
2113
KB Home
KBH
$3.45B
– –
-23,656
Closed -$804K
KLIC icon
2114
Kulicke & Soffa
KLIC
$4.72B
– –
-30,764
Closed -$722K
LGI
2115
Lazard Global Total Return & Income Fund
LGI
$236M
– –
-17,253
Closed -$270K
LOCO icon
2116
El Pollo Loco
LOCO
$504M
– –
-12,303
Closed -$134K
LQDT icon
2117
Liquidity Services
LQDT
$1.23B
– –
-16,588
Closed -$123K
MATX icon
2118
Matsons
MATX
$6.28B
– –
-6,549
Closed -$246K
MDGL icon
2119
Madrigal Pharmaceuticals
MDGL
$11.1B
– –
-16,064
Closed -$1.39M
MED icon
2120
Medifast
MED
$108M
– –
-9,902
Closed -$1.03M
MEOH icon
2121
Methanex
MEOH
$4.2B
– –
-7,400
Closed -$262K
MERC icon
2122
Mercer International
MERC
$44.8M
– –
-25,038
Closed -$314K
MHO icon
2123
M/I Homes
MHO
$3.8B
– –
-22,535
Closed -$848K
MITT
2124
TPG Mortgage Investment Trust
MITT
$227M
– –
-5,367
Closed -$244K
MLI icon
2125
Mueller Industries
MLI
$14.7B
– –
-28,480
Closed -$204K
83 84
85
86 87

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.