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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOXF icon
2101
Fox Factory Holding Corp
FOXF
$785M
– –
-3,003
Closed -$248K
GHC icon
2102
Graham Holdings Company
GHC
$5.14B
– –
-338
Closed -$233K
GVA icon
2103
Granite Construction
GVA
$5.43B
– –
-4,618
Closed -$222K
HCC icon
2104
Warrior Met Coal
HCC
$4.25B
– –
-8,903
Closed -$233K
HTHT icon
2105
Huazhu Hotels Group
HTHT
$13.1B
– –
-6,820
Closed -$247K
IAF
2106
abrdn Australia Equity Fund
IAF
$123M
– –
-16,007
Closed -$263K
BRSL
2107
Brightstar Lottery PLC
BRSL
$1.86B
– –
-10,278
Closed -$133K
INDB icon
2108
Independent Bank
INDB
$4.05B
– –
-2,934
Closed -$223K
IOSP icon
2109
Innospec
IOSP
$2.11B
– –
-2,391
Closed -$218K
IQ icon
2110
iQIYI
IQ
$1.26B
– –
-15,730
Closed -$325K
IRBT
2111
DELISTED
iRobot
IRBT
– –
-3,501
Closed -$321K
JOE icon
2112
St. Joe Company
JOE
$3.64B
– –
-35,798
Closed -$619K
KLXE icon
2113
KLX Energy Services
KLXE
$44.4M
– –
-2,005
Closed -$205K
KRNY icon
2114
Kearny Financial
KRNY
$610M
– –
-16,346
Closed -$217K
KT icon
2115
KT
KT
$8.75B
– –
-35,487
Closed -$439K
LAZ icon
2116
Lazard
LAZ
$4.21B
– –
-6,743
Closed -$232K
MMSI icon
2117
Merit Medical Systems
MMSI
$5.11B
– –
-3,386
Closed -$202K
MRC
2118
DELISTED
MRC Global
MRC
– –
-32,118
Closed -$550K
MSGS icon
2119
Madison Square Garden
MSGS
$9.27B
– –
-1,030
Closed -$206K
MTX icon
2120
Minerals Technologies
MTX
$2.34B
– –
-3,824
Closed -$205K
MUSA icon
2121
Murphy USA
MUSA
$10.9B
– –
-4,752
Closed -$399K
MXF
2122
Mexico Fund
MXF
$311M
– –
-10,444
Closed -$143K
NVEC icon
2123
NVE Corp
NVEC
$595M
– –
-6,192
Closed -$431K
NVRI icon
2124
Enviri
NVRI
$651M
– –
-10,047
Closed -$276K
OLLI icon
2125
Ollie's Bargain Outlet
OLLI
$4.51B
– –
-3,397
Closed -$296K
83 84
85
86 87

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.