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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.3B
AUM Growth
+$18.3M
Cap. Flow
-$277M
Cap. Flow %
-2.25%
Top 10 Hldgs %
11.78%
Holding
2,232
New
70
Increased
794
Reduced
1,229
Closed
133

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$33.8M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$31.7M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$31M
4
IRM icon
Iron Mountain
IRM
+$9.18M
5
INXN
Interxion Holding N.V.
INXN
+$7.36M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$86.5M
2
TAN icon
Invesco Solar ETF
TAN
+$17.6M
3
CRAY
Cray, Inc.
CRAY
+$10.8M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$10.3M
5
AAPL icon
Apple
AAPL
+$9.21M

Sector Composition

Rank Sector Weight
1 Technology 14.17%
2 Financials 10.74%
3 Healthcare 10.43%
4 Consumer Discretionary 8.1%
5 Industrials 7.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEO icon
2101
American Eagle Outfitters
AEO
$2.88B
– –
-15,583
Closed -$345K
AMBA icon
2102
Ambarella
AMBA
$3.77B
– –
-5,474
Closed -$236K
ANDE icon
2103
Andersons Inc
ANDE
$2.41B
– –
-6,225
Closed -$201K
ANGO icon
2104
AngioDynamics
ANGO
$611M
– –
-9,848
Closed -$225K
ARCB icon
2105
ArcBest
ARCB
$3.23B
– –
-7,077
Closed -$218K
AWR icon
2106
American States Water
AWR
$3.36B
– –
-4,049
Closed -$289K
BAK icon
2107
Braskem
BAK
$928M
– –
-44,799
Closed -$1.16M
BBVA icon
2108
Banco Bilbao Vizcaya Argentaria
BBVA
$154B
– –
-26,486
Closed -$152K
BCC icon
2109
Boise Cascade
BCC
$2.69B
– –
-14,759
Closed -$395K
BKU icon
2110
Bankunited
BKU
$3.37B
– –
-8,796
Closed -$294K
BMI icon
2111
Badger Meter
BMI
$3.89B
– –
-5,500
Closed -$306K
BNS icon
2112
Scotiabank
BNS
$107B
– –
-8,616
Closed -$459K
BRW
2113
Saba Capital Income & Opportunities Fund
BRW
$336M
– –
-43,170
Closed -$413K
CATO icon
2114
Cato Corp
CATO
$68.3M
– –
-30,343
Closed -$455K
CFFN icon
2115
Capitol Federal Financial
CFFN
$1.09B
– –
-19,462
Closed -$260K
CIF
2116
DELISTED
MFS Intermediate High Income Fund
CIF
– –
-11,216
Closed -$29K
CIK
2117
Credit Suisse Asset Management Income Fund
CIK
$134M
– –
-10,136
Closed -$31K
CLH icon
2118
Clean Harbors
CLH
$16.5B
– –
-4,699
Closed -$336K
CP icon
2119
Canadian Pacific Kansas City
CP
$78.1B
– –
-5,425
Closed -$224K
HERZ
2120
Herzfeld Credit Income Fund
HERZ
$32.3M
– –
-1,819
Closed -$83K
CWT icon
2121
California Water Service
CWT
$3.1B
– –
-5,314
Closed -$288K
DBRG icon
2122
DigitalBridge
DBRG
$2.93B
– –
-2,832
Closed -$60K
DHY
2123
Credit Suisse High Yield Credit Fund
DHY
$242M
– –
-11,639
Closed -$29K
DIAX
2124
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-56,125
Closed -$1.01M
EXK
2125
Endeavour Silver
EXK
$2.23B
– –
-282,754
Closed -$713K
83 84
85
86 87

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q2 2019 Portfolio in Review

As of Q2 2019, Guggenheim Capital held 2,232 positions worth $12.3B, up 0.15% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q2 2019 filing shows 70 new, 794 increased, 1,229 reduced and 133 closed positions. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 333,216 shares worth $33.9M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $86.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q2 2019 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 333,216 shares worth $33.9M.
  • Guggenheim Capital added most to Iron Mountain in Q2 2019, an estimated $9.18M increase.
  • Guggenheim Capital's biggest Q2 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $86.5M.
  • Guggenheim Capital fully exited Invesco Solar ETF in Q2 2019, selling an estimated $17.6M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.3B portfolio in Q2 2019.
  • Guggenheim Capital opened 70 new positions and closed 133 in Q2 2019.
  • Guggenheim Capital's portfolio value rose 0.15% quarter-over-quarter to $12.3B.

Based on Guggenheim Capital's 13F filing for Q2 2019, filed 14 Aug 2019.