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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPR icon
2101
EPR Properties
EPR
$4.76B
$954K ﹤0.01%
14,581
-5,546
-28% -$379K
SLCA
2102
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$954K ﹤0.01%
29,274
-6,200
-17% -$198K
RACE icon
2103
Ferrari
RACE
$69.2B
$953K ﹤0.01%
9,087
+1,700
+23% +$189K
WGL
2104
DELISTED
Wgl Holdings
WGL
$953K ﹤0.01%
11,102
-3,442
-24% -$294K
STLA icon
2105
Stellantis
STLA
$21.7B
$950K ﹤0.01%
53,249
+6,940
+15% +$122K
NIQ
2106
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$947K ﹤0.01%
73,553
-1,583
-2% -$20.8K
FUN icon
2107
Cedar Fair
FUN
$1.77B
$946K ﹤0.01%
14,554
+2,294
+19% +$150K
COLB icon
2108
Columbia Banking Systems
COLB
$8.84B
$945K ﹤0.01%
21,735
+3,568
+20% +$156K
MEOH icon
2109
Methanex
MEOH
$4.3B
$942K ﹤0.01%
15,543
+726
+5% +$38.2K
SRDX
2110
DELISTED
Surmodics
SRDX
$941K ﹤0.01%
33,653
+6,445
+24% +$197K
WAGE
2111
DELISTED
WageWorks, Inc.
WAGE
$941K ﹤0.01%
15,175
-12,031
-44% -$754K
BLDR icon
2112
Builders FirstSource
BLDR
$7.15B
$935K ﹤0.01%
42,953
+4,374
+11% +$82.9K
PRGS icon
2113
Progress Software
PRGS
$1.66B
$935K ﹤0.01%
21,939
-8,495
-28% -$354K
SHAK icon
2114
Shake Shack
SHAK
$2.53B
$933K ﹤0.01%
+21,578
New +$836K
UHAL icon
2115
U-Haul Holding Co
UHAL
$13.9B
$927K ﹤0.01%
24,520
+4,500
+22% +$168K
LNTH icon
2116
Lantheus
LNTH
$6.49B
$926K ﹤0.01%
45,190
-80,903
-64% -$1.65M
MANH icon
2117
Manhattan Associates
MANH
$11.2B
$925K ﹤0.01%
18,647
+2,267
+14% +$102K
SSTK icon
2118
Shutterstock
SSTK
$198M
$924K ﹤0.01%
21,461
-23,927
-53% -$933K
AWP
2119
abrdn Global Premier Properties Fund
AWP
$372M
$923K ﹤0.01%
45,661
+9,216
+25% +$181K
NTGR icon
2120
NETGEAR
NTGR
$648M
$923K ﹤0.01%
15,739
-1,767
-10% -$90.5K
GLV
2121
Clough Global Dividend & Income Fund
GLV
$78.1M
$918K ﹤0.01%
68,855
-7,965
-10% -$110K
DNI
2122
DELISTED
Dividend and Income Fund
DNI
$916K ﹤0.01%
68,198
+13,043
+24% +$173K
MDRX
2123
DELISTED
Veradigm Inc. Common Stock
MDRX
$914K ﹤0.01%
62,704
-20,959
-25% -$291K
BRG
2124
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$913K ﹤0.01%
90,422
+24,754
+38% +$275K
VVR icon
2125
Invesco Senior Income Trust
VVR
$457M
$911K ﹤0.01%
207,453
-15,078
-7% -$66.4K
83 84
85
86 87

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.