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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBF
2101
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$977K ﹤0.01%
23,771
-1,354
-5% -$51.7K
LVNTA
2102
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$976K ﹤0.01%
16,955
+361
+2% +$20.9K
VCLT icon
2103
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$975K ﹤0.01%
10,352
+7,180
+226% +$672K
YRD
2104
Yiren Digital
YRD
$97.1M
$975K ﹤0.01%
23,250
+13,062
+128% +$490K
MBI icon
2105
MBIA
MBI
$261M
$972K ﹤0.01%
111,576
+98
+0.1% +$983
NDP
2106
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$970K ﹤0.01%
9,075
-560
-6% -$59.2K
TCBI icon
2107
Texas Capital Bancshares
TCBI
$4.3B
$968K ﹤0.01%
11,288
-108
-0.9% -$8.39K
WHG icon
2108
Westwood Holdings Group
WHG
$182M
$968K ﹤0.01%
14,384
+4,502
+46% +$269K
UEIC icon
2109
Universal Electronics
UEIC
$57.8M
$967K ﹤0.01%
15,257
+1,249
+9% +$77.8K
CROX icon
2110
Crocs
CROX
$6.14B
$965K ﹤0.01%
99,558
+14,011
+16% +$120K
RIC
2111
DELISTED
Richmont Mines Inc.
RIC
$964K ﹤0.01%
103,075
+840
+0.8% +$7.14K
OTEX icon
2112
Open Text
OTEX
$6.15B
$955K ﹤0.01%
29,588
+12,503
+73% +$405K
SCMP
2113
DELISTED
Sucampo Pharmaceuticals, Inc.
SCMP
$954K ﹤0.01%
80,930
+5,148
+7% +$57.7K
IIIN icon
2114
Insteel Industries
IIIN
$593M
$949K ﹤0.01%
36,331
+3,321
+10% +$89.7K
BAF
2115
DELISTED
BLACKROCK MUNICIPAL INCOME INVESTMENT QUALITY TRUST
BAF
$948K ﹤0.01%
62,336
+21,488
+53% +$324K
CPF icon
2116
Central Pacific Financial
CPF
$1.02B
$946K ﹤0.01%
29,427
+2,366
+9% +$71.5K
MGLN
2117
DELISTED
Magellan Health Services, Inc.
MGLN
$946K ﹤0.01%
10,961
-649
-6% -$51.2K
TS icon
2118
Tenaris
TS
$28.9B
$943K ﹤0.01%
33,307
+5,460
+20% +$159K
DUC
2119
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$932K ﹤0.01%
100,816
+15,431
+18% +$142K
MGRC icon
2120
McGrath RentCorp
MGRC
$2.81B
$931K ﹤0.01%
21,299
-53
-0.2% -$2.03K
BB icon
2121
BlackBerry
BB
$4.98B
$930K ﹤0.01%
83,150
+49,710
+149% +$468K
OFG icon
2122
OFG Bancorp
OFG
$2.23B
$922K ﹤0.01%
100,816
+17,457
+21% +$166K
ENTG icon
2123
Entegris
ENTG
$18.1B
$919K ﹤0.01%
31,858
-20,154
-39% -$513K
MOV icon
2124
Movado Group
MOV
$849M
$919K ﹤0.01%
32,805
+4,888
+18% +$124K
LKM
2125
DELISTED
Link Motion Inc.
LKM
$918K ﹤0.01%
262,407
+96,787
+58% +$335K
83 84
85
86 87

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.