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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMKR icon
2101
Amkor Technology
AMKR
$12.6B
$989K ﹤0.01%
85,314
+20,576
+32% +$212K
VIPS icon
2102
Vipshop
VIPS
$7.47B
$987K ﹤0.01%
73,993
-43,298
-37% -$536K
NVIV
2103
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
$987K ﹤0.01%
13
-3
-19% -$242K
SSL icon
2104
Sasol
SSL
$7.21B
$983K ﹤0.01%
33,431
+69
+0.2% +$2.02K
SPSC icon
2105
SPS Commerce
SPSC
$2.72B
$981K ﹤0.01%
33,548
-3,218
-9% -$98.9K
AMBA icon
2106
Ambarella
AMBA
$3.63B
$979K ﹤0.01%
17,922
+3,749
+26% +$202K
MRTN icon
2107
Marten Transport
MRTN
$1.22B
$979K ﹤0.01%
104,195
+7,932
+8% +$75K
APEI icon
2108
American Public Education
APEI
$975M
$978K ﹤0.01%
42,716
-7,454
-15% -$173K
HTHT icon
2109
Huazhu Hotels Group
HTHT
$13.1B
$974K ﹤0.01%
62,744
-5,376
-8% -$75.2K
SA
2110
Seabridge Gold
SA
$2.84B
$974K ﹤0.01%
88,580
-8,980
-9% -$93.4K
AORT icon
2111
Artivion
AORT
$1.33B
$973K ﹤0.01%
58,439
-6,519
-10% -$115K
WIP icon
2112
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$468M
$973K ﹤0.01%
17,761
-5,454
-23% -$293K
AFSI
2113
DELISTED
AmTrust Financial Services, Inc.
AFSI
$968K ﹤0.01%
52,452
-40,232
-43% -$980K
LDR
2114
DELISTED
Landauer Inc
LDR
$968K ﹤0.01%
19,861
-3,793
-16% -$192K
TWTR
2115
DELISTED
Twitter, Inc.
TWTR
$967K ﹤0.01%
64,709
+20,802
+47% +$338K
GOOD
2116
Gladstone Commercial Corp
GOOD
$604M
$964K ﹤0.01%
46,653
-15,000
-24% -$300K
FET icon
2117
Forum Energy Technologies
FET
$791M
$963K ﹤0.01%
2,327
-1,214
-34% -$522K
JHS
2118
John Hancock Income Securities Trust
JHS
$127M
$963K ﹤0.01%
68,075
-4,304
-6% -$61.4K
SLGN icon
2119
Silgan Holdings
SLGN
$4.37B
$957K ﹤0.01%
32,266
-6,580
-17% -$193K
BEL
2120
DELISTED
Belmond Ltd.
BEL
$953K ﹤0.01%
78,773
-16,144
-17% -$213K
HIO
2121
Western Asset High Income Opportunity Fund
HIO
$336M
$952K ﹤0.01%
188,812
-47,795
-20% -$243K
ASTE icon
2122
Astec Industries
ASTE
$1.21B
$951K ﹤0.01%
15,487
-1,678
-10% -$111K
SMTC icon
2123
Semtech
SMTC
$11.1B
$947K ﹤0.01%
28,029
+5,508
+24% +$185K
RY icon
2124
Royal Bank of Canada
RY
$292B
$945K ﹤0.01%
12,973
-41,895
-76% -$3.04M
CBRL icon
2125
Cracker Barrel
CBRL
$1.29B
$940K ﹤0.01%
5,900
+599
+11% +$95.9K
83 84
85
86 87

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.