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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEIC icon
2101
Universal Electronics
UEIC
$67.1M
$1.06M ﹤0.01%
+16,446
New +$1.12M
AVNT icon
2102
Avient
AVNT
$4.19B
$1.06M ﹤0.01%
33,078
-3,662
-10% -$118K
FBC
2103
DELISTED
Flagstar Bancorp, Inc. New
FBC
$1.06M ﹤0.01%
39,331
+737
+2% +$20.3K
STLA icon
2104
Stellantis
STLA
$20.8B
$1.06M ﹤0.01%
116,343
+68,503
+143% +$513K
KAMN
2105
DELISTED
Kaman Corp
KAMN
$1.06M ﹤0.01%
21,594
-1,630
-7% -$75.8K
DHG
2106
DELISTED
Deutsche High Incm Opportunities
DHG
$1.05M ﹤0.01%
73,032
-10,046
-12% -$142K
PRKS icon
2107
United Parks & Resorts
PRKS
$2.08B
$1.05M ﹤0.01%
55,452
-3,756
-6% -$61.6K
RICE
2108
DELISTED
Rice Energy Inc.
RICE
$1.05M ﹤0.01%
49,134
+25,585
+109% +$610K
EMF
2109
Templeton Emerging Markets Fund
EMF
$325M
$1.05M ﹤0.01%
86,713
+18,556
+27% +$227K
OMAB icon
2110
Grupo Aeroportuario Centro Norte
OMAB
$5.38B
$1.05M ﹤0.01%
30,289
-741
-2% -$30.8K
SNP
2111
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$1.05M ﹤0.01%
14,734
-50,500
-77% -$3.66M
MGRC icon
2112
McGrath RentCorp
MGRC
$2.99B
$1.04M ﹤0.01%
26,662
+2,433
+10% +$84.9K
SILC icon
2113
Silicom
SILC
$241M
$1.04M ﹤0.01%
25,394
+4,858
+24% +$190K
SLAB icon
2114
Silicon Laboratories
SLAB
$7.23B
$1.04M ﹤0.01%
16,001
-2,606
-14% -$164K
FPL
2115
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$1.04M ﹤0.01%
80,950
-7,009
-8% -$89.8K
TBRG
2116
DELISTED
TruBridge
TBRG
$1.03M ﹤0.01%
43,843
-4,598
-9% -$115K
EGN
2117
DELISTED
Energen
EGN
$1.03M ﹤0.01%
17,899
+2,424
+16% +$138K
PTY icon
2118
PIMCO Corporate & Income Opportunity Fund
PTY
$2.53B
$1.03M ﹤0.01%
71,756
-1,787
-2% -$25.8K
ENTA icon
2119
Enanta Pharmaceuticals
ENTA
$396M
$1.02M ﹤0.01%
+30,550
New +$876K
JHS
2120
John Hancock Income Securities Trust
JHS
$128M
$1.01M ﹤0.01%
72,379
-8,992
-11% -$127K
CLD
2121
DELISTED
Cloud Peak Energy Inc
CLD
$1.01M ﹤0.01%
180,767
-289,660
-62% -$1.75M
TLK icon
2122
Telkom Indonesia
TLK
$14.9B
$1.01M ﹤0.01%
34,758
-60,220
-63% -$1.82M
SAND
2123
DELISTED
Sandstorm Gold
SAND
$1.01M ﹤0.01%
258,706
-68,066
-21% -$285K
FORR icon
2124
Forrester Research
FORR
$225M
$1.01M ﹤0.01%
+23,434
New +$932K
WAL icon
2125
Western Alliance Bancorporation
WAL
$8.91B
$1.01M ﹤0.01%
20,666
+7,141
+53% +$307K
83 84
85
86 87

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AIM
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CII
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AAMU
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WANY
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.