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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDEU
2076
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
– –
-15,019
Closed -$167K
BBBY
2077
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-14,425
Closed -$72K
LYLT
2078
DELISTED
Loyalty Ventures Inc. Common Stock
LYLT
– –
-10,397
Closed -$37K
GTPA
2079
DELISTED
Gores Technology Partners, Inc. Class A Common Stock
GTPA
– –
-1,875,525
Closed -$18.4M
GTPB
2080
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
– –
-3,425,290
Closed -$33.5M
GSEV
2081
DELISTED
Gores Holdings VII, Inc. Class A Common Stock
GSEV
– –
-2,994,975
Closed -$29.3M
BRG
2082
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-19,465
Closed -$512K
GCP
2083
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-32,848
Closed -$1.03M
MANT
2084
DELISTED
Mantech International Corp
MANT
– –
-11,184
Closed -$1.07M
MNDT
2085
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-149,309
Closed -$3.26M
SNP
2086
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-26,489
Closed -$1.19M
PTR
2087
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-32,774
Closed -$1.53M
LFC
2088
DELISTED
China Life Insurance Company Ltd.
LFC
– –
-98,927
Closed -$854K
TUFN
2089
DELISTED
Tufin Software Technologies Ltd.
TUFN
– –
-122,234
Closed -$1.53M
RTLR
2090
DELISTED
Rattler Midstream LP Common Units
RTLR
– –
-20,056
Closed -$274K
TPTX
2091
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-22,082
Closed -$1.66M
SAIL
2092
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-42,248
Closed -$2.65M
ATC
2093
DELISTED
Atotech Limited
ATC
– –
-38,899
Closed -$753K
ACC
2094
DELISTED
American Campus Communities, Inc.
ACC
– –
-166,689
Closed -$10.7M
NPTN
2095
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-102,036
Closed -$1.6M
MTOR
2096
DELISTED
MERITOR, Inc.
MTOR
– –
-65,327
Closed -$2.37M
DYFN
2097
DELISTED
Angel Oak Dynamic Financial Strategies Income Term Trust
DYFN
– –
-43,848
Closed -$747K
WBT
2098
DELISTED
Welbilt, Inc.
WBT
– –
-65,853
Closed -$1.57M
PSTH.WS
2099
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
– –
-2,434,111
Closed -$1.05M
PSTH
2100
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-18,390,610
Closed -$367M
81 82 83
84
85

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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.