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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-2.75%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.6B
AUM Growth
-$2.54B
Cap. Flow
-$1.56B
Cap. Flow %
-9.38%
Top 10 Hldgs %
15.34%
Holding
2,234
New
132
Increased
1,075
Reduced
882
Closed
118

Top Buys

Rank Stock Value
1
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$58.2M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$14.2M
3
CEG icon
Constellation Energy
CEG
+$11.5M
4
OGE icon
OGE Energy
OGE
+$11.4M
5
ODFL icon
Old Dominion Freight Line
ODFL
+$9.46M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$250M
2
AAPL icon
Apple
AAPL
+$129M
3
MSFT icon
Microsoft
MSFT
+$99.5M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$70.6M
5
AMZN icon
Amazon
AMZN
+$68M

Sector Composition

Rank Sector Weight
1 Technology 17.91%
2 Financials 16.31%
3 Healthcare 9.8%
4 Consumer Discretionary 8.23%
5 Real Estate 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDEU
2076
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$151K ﹤0.01%
+11,949
New +$155K
MAGN
2077
Magnera Corp
MAGN
$460M
$150K ﹤0.01%
+935
New +$185K
RWT
2078
Redwood Trust
RWT
$594M
$148K ﹤0.01%
14,011
+605
+5% +$6.89K
GCV
2079
Gabelli Convertible and Income Securities Fund
GCV
$94.7M
$145K ﹤0.01%
+23,680
New +$146K
TVRD
2080
Tvardi Therapeutics
TVRD
$23.4M
$145K ﹤0.01%
333
-9
-3% -$3.69K
GPMT
2081
Granite Point Mortgage Trust
GPMT
$61.2M
$144K ﹤0.01%
+12,927
New +$148K
ARR
2082
Armour Residential REIT
ARR
$2.36B
$140K ﹤0.01%
3,333
+1,087
+48% +$48.5K
FF icon
2083
Future Fuel
FF
$223M
$139K ﹤0.01%
+14,307
New +$116K
CBH
2084
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$139K ﹤0.01%
+14,918
New +$144K
GF
2085
New Germany Fund
GF
$188M
$137K ﹤0.01%
11,953
-1,865
-13% -$23.9K
ZYME icon
2086
Zymeworks
ZYME
$1.67B
$136K ﹤0.01%
+20,713
New +$185K
BCX icon
2087
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$134K ﹤0.01%
+12,092
New +$123K
EDD
2088
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$131K ﹤0.01%
+26,183
New +$137K
SID icon
2089
Companhia Siderúrgica Nacional
SID
$1.23B
$125K ﹤0.01%
22,985
+6,261
+37% +$31.1K
AFMD
2090
DELISTED
Affimed
AFMD
$116K ﹤0.01%
2,645
+56
+2% +$2.43K
HLIT icon
2091
Harmonic Inc
HLIT
$1.28B
$114K ﹤0.01%
12,246
+798
+7% +$7.82K
MSD
2092
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$109K ﹤0.01%
13,991
-18,526
-57% -$154K
BNED icon
2093
Barnes & Noble Education
BNED
$443M
$100K ﹤0.01%
279
-16
-5% -$8.55K
AWP
2094
abrdn Global Premier Properties Fund
AWP
$367M
$99K ﹤0.01%
5,130
-11,095
-68% -$208K
IVR icon
2095
Invesco Mortgage Capital
IVR
$805M
$99K ﹤0.01%
4,339
+1,464
+51% +$36K
NRO
2096
Neuberger Real Estate Securities Income Fund Inc
NRO
$190M
$97K ﹤0.01%
+20,466
New +$94K
BRW
2097
Saba Capital Income & Opportunities Fund
BRW
$339M
$95K ﹤0.01%
10,535
-23,357
-69% -$209K
PCF
2098
High Income Securities Fund
PCF
$99.9M
$92K ﹤0.01%
+11,602
New +$95.8K
JOF
2099
Japan Smaller Capitalization Fund
JOF
$350M
$90K ﹤0.01%
12,541
-11,464
-48% -$86.8K
KOS icon
2100
Kosmos Energy
KOS
$1.48B
$88K ﹤0.01%
+12,171
New +$62K
82 83
84
85 86

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2022 Portfolio in Review

As of Q1 2022, Guggenheim Capital held 2,234 positions worth $16.6B, down 13% from $19.2B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital withdrew a net $1.56B in Q1 2022, closing 118 positions and reducing 882 holdings. Its most notable exit was iShares Core US Aggregate Bond ETF, an estimated $250M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Gores Holdings IX, Inc. Class A Common Stock worth $58.7M.

  • Guggenheim Capital's largest Q1 2022 buy was Gores Holdings IX, Inc. Class A Common Stock: 5,998,500 shares worth $58.7M.
  • Guggenheim Capital added most to iShares Preferred and Income Securities ETF in Q1 2022, an estimated $14.2M increase.
  • Guggenheim Capital's biggest Q1 2022 reduction was Apple, cutting an estimated $129M.
  • Guggenheim Capital fully exited iShares Core US Aggregate Bond ETF in Q1 2022, selling an estimated $250M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $16.6B portfolio in Q1 2022.
  • Guggenheim Capital opened 132 new positions and closed 118 in Q1 2022.
  • Guggenheim Capital's portfolio value fell 13% quarter-over-quarter to $16.6B.

Based on Guggenheim Capital's 13F filing for Q1 2022, filed 16 May 2022.