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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUND
2076
Sprott Focus Trust
FUND
$307M
$147K ﹤0.01%
+17,084
New +$148K
RLJ icon
2077
RLJ Lodging Trust
RLJ
$1.72B
$145K ﹤0.01%
+10,431
New +$147K
AFMD
2078
DELISTED
Affimed
AFMD
$143K ﹤0.01%
2,589
+604
+30% +$37.3K
TWO
2079
Two Harbors Investment
TWO
$1.27B
$136K ﹤0.01%
+5,892
New +$147K
HLIT icon
2080
Harmonic Inc
HLIT
$1.29B
$135K ﹤0.01%
+11,448
New +$118K
DRD
2081
DRDGold
DRD
$2.05B
$130K ﹤0.01%
15,366
-779
-5% -$6.95K
BSMX
2082
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$128K ﹤0.01%
22,629
-514
-2% -$3.03K
ENDP
2083
DELISTED
Endo International plc
ENDP
$128K ﹤0.01%
+34,055
New +$165K
COLIW
2084
DELISTED
Colicity Inc. Warrant
COLIW
$127K ﹤0.01%
163,752
+7,898
+5% +$7.29K
ADAM
2085
Adamas Trust
ADAM
$888M
$119K ﹤0.01%
+8,000
New +$131K
DHC
2086
Diversified Healthcare Trust
DHC
$2.15B
$112K ﹤0.01%
36,181
+6,345
+21% +$20.5K
ARR
2087
Armour Residential REIT
ARR
$2.38B
$110K ﹤0.01%
+2,246
New +$116K
SWN
2088
DELISTED
Southwestern Energy Company
SWN
$110K ﹤0.01%
+23,626
New +$118K
HGLB
2089
Highland Global Allocation Fund
HGLB
$178M
$109K ﹤0.01%
+11,987
New +$111K
DBD
2090
DELISTED
Diebold Nixdorf Incorporated
DBD
$107K ﹤0.01%
+11,809
New +$110K
JEQ
2091
DELISTED
abrdn Japan Equity Fund
JEQ
$106K ﹤0.01%
+13,082
New +$119K
GTHX
2092
DELISTED
G1 Therapeutics, Inc. Common Stock
GTHX
$106K ﹤0.01%
+10,303
New +$131K
FSP
2093
Franklin Street Properties
FSP
$46.7M
$105K ﹤0.01%
17,645
-6,093
-26% -$34.1K
IVR icon
2094
Invesco Mortgage Capital
IVR
$811M
$80K ﹤0.01%
+2,875
New +$89.1K
SID icon
2095
Companhia Siderúrgica Nacional
SID
$1.21B
$74K ﹤0.01%
+16,724
New +$72.6K
TCRR
2096
DELISTED
TCR2 Therapeutics Inc. Common Stock
TCRR
$53K ﹤0.01%
+11,338
New +$70.9K
WAVC.U
2097
DELISTED
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
$52K ﹤0.01%
5,260
-2,494,740
-100% -$24.7M
ACRO.U
2098
DELISTED
Acropolis Infrastructure Acquisition Corp Units
ACRO.U
$50K ﹤0.01%
+5,057
New +$50.5K
GGN
2099
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$45K ﹤0.01%
11,899
-9,049
-43% -$34.7K
COLIU
2100
DELISTED
Colicity Inc. Units
COLIU
$37K ﹤0.01%
3,732
-30,068
-89% -$299K
82 83
84
85 86

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.