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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLDT
2076
Chatham Lodging
CLDT
$586M
$187K ﹤0.01%
15,261
-2,788
-15% -$33.5K
AWP
2077
abrdn Global Premier Properties Fund
AWP
$367M
$186K ﹤0.01%
10,227
+60
+0.6% +$1.18K
RPT
2078
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$184K ﹤0.01%
14,453
-25,344
-64% -$323K
ING icon
2079
ING
ING
$102B
$183K ﹤0.01%
12,619
-44,047
-78% -$589K
MLCO icon
2080
Melco Resorts & Entertainment
MLCO
$2.14B
$177K ﹤0.01%
17,255
+144
+0.8% +$1.89K
FPL
2081
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$175K ﹤0.01%
30,879
-39,744
-56% -$227K
TILE icon
2082
Interface
TILE
$2.22B
$174K ﹤0.01%
11,494
-20,162
-64% -$290K
HTY
2083
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$174K ﹤0.01%
26,542
-34,005
-56% -$228K
FBP icon
2084
First Bancorp
FBP
$4.38B
$172K ﹤0.01%
13,067
-22,905
-64% -$282K
PDX
2085
PIMCO Dynamic Income Strategy Fund
PDX
$965M
$172K ﹤0.01%
14,068
-690
-5% -$8.06K
SPNT icon
2086
SiriusPoint
SPNT
$2.68B
$167K ﹤0.01%
18,022
-31,600
-64% -$303K
ZYXI
2087
DELISTED
Zynex
ZYXI
$163K ﹤0.01%
15,745
-14,300
-48% -$184K
SABA
2088
Saba Capital Income & Opportunities Fund II
SABA
$223M
$162K ﹤0.01%
15,064
-32
-0.2% -$351
NXC
2089
DELISTED
Nuveen CA Select Tax-Free Income Portfolio
NXC
$161K ﹤0.01%
+10,232
New +$168K
TDAY
2090
USA Today Co
TDAY
$1.06B
$160K ﹤0.01%
23,934
-41,967
-64% -$247K
SBS icon
2091
Sabesp
SBS
$18.7B
$156K ﹤0.01%
113,686
+686
+0.6% +$911
MXF
2092
Mexico Fund
MXF
$315M
$154K ﹤0.01%
+10,388
New +$161K
XENE icon
2093
Xenon Pharmaceuticals
XENE
$6.12B
$154K ﹤0.01%
+10,075
New +$175K
UNIT
2094
Uniti Group
UNIT
$2.32B
$152K ﹤0.01%
12,327
-3,051
-20% -$37.2K
HUYA
2095
Huya Inc
HUYA
$558M
$151K ﹤0.01%
18,089
+465
+3% +$5.37K
XRN
2096
Chiron Real Estate Inc
XRN
$477M
$149K ﹤0.01%
+2,022
New +$154K
WIT icon
2097
Wipro
WIT
$20B
$141K ﹤0.01%
31,988
-32,398
-50% -$142K
WKHS icon
2098
Workhorse Group
WKHS
$36.3M
$137K ﹤0.01%
6
– –
BSMX
2099
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$133K ﹤0.01%
23,143
-55,723
-71% -$326K
PBFX
2100
DELISTED
PBF LOGISTICS LP
PBFX
$133K ﹤0.01%
10,507
-25
-0.2% -$320
82 83
84
85 86

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.