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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCS icon
2076
Marcus Corp
MCS
$945M
$210K ﹤0.01%
+10,481
New +$194K
DORM icon
2077
Dorman Products
DORM
$4.18B
$209K ﹤0.01%
2,033
-1,306
-39% -$130K
CLH icon
2078
Clean Harbors
CLH
$16.3B
$208K ﹤0.01%
2,472
-182
-7% -$15.3K
FELE icon
2079
Franklin Electric
FELE
$4.84B
$208K ﹤0.01%
2,629
-1,897
-42% -$142K
COHU icon
2080
Cohu
COHU
$2.5B
$207K ﹤0.01%
4,940
-4,660
-49% -$205K
EVTC icon
2081
Evertec
EVTC
$1.78B
$207K ﹤0.01%
5,553
-3,165
-36% -$119K
CAF
2082
Morgan Stanley China A Share Fund
CAF
$327M
$205K ﹤0.01%
9,096
-155
-2% -$3.45K
VVR icon
2083
Invesco Senior Income Trust
VVR
$454M
$205K ﹤0.01%
48,718
-12,322
-20% -$51.1K
LMNX
2084
DELISTED
Luminex Corp
LMNX
$205K ﹤0.01%
6,431
-5,279
-45% -$157K
JDD
2085
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$205K ﹤0.01%
21,633
-286
-1% -$2.58K
MATW icon
2086
Matthews International
MATW
$739M
$204K ﹤0.01%
+5,152
New +$181K
RGNX icon
2087
Regenxbio
RGNX
$708M
$204K ﹤0.01%
5,966
-5,610
-48% -$239K
MEOH icon
2088
Methanex
MEOH
$4.12B
$203K ﹤0.01%
5,509
-30
-0.5% -$1.17K
TGNA
2089
DELISTED
TEGNA Inc
TGNA
$203K ﹤0.01%
+10,756
New +$188K
BOH icon
2090
Bank of Hawaii
BOH
$3.13B
$202K ﹤0.01%
+2,258
New +$197K
TEN
2091
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$200K ﹤0.01%
18,643
– –
FSKR
2092
DELISTED
FS KKR Capital Corp. II
FSKR
$200K ﹤0.01%
+10,253
New +$186K
AKR icon
2093
Acadia Realty Trust
AKR
$2.84B
$196K ﹤0.01%
+10,332
New +$180K
PDX
2094
PIMCO Dynamic Income Strategy Fund
PDX
$965M
$194K ﹤0.01%
18,734
-103
-0.5% -$994
CIO
2095
DELISTED
City Office REIT
CIO
$193K ﹤0.01%
18,133
-1,958
-10% -$20K
WIT icon
2096
Wipro
WIT
$20B
$189K ﹤0.01%
59,428
+1,410
+2% +$4.53K
NS
2097
DELISTED
NuStar Energy L.P.
NS
$187K ﹤0.01%
10,933
-2,589
-19% -$44K
GEL icon
2098
Genesis Energy
GEL
$1.84B
$186K ﹤0.01%
19,928
-317
-2% -$2.4K
SHLX
2099
DELISTED
Shell Midstream Partners, L.P.
SHLX
$183K ﹤0.01%
13,720
-544
-4% -$6.44K
RLJ icon
2100
RLJ Lodging Trust
RLJ
$1.69B
$179K ﹤0.01%
11,546
-13,809
-54% -$206K
82 83
84
85 86

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.