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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOSP icon
2076
Innospec
IOSP
$2.28B
– –
-4,983
Closed -$316K
IWS icon
2077
iShares Russell Mid-Cap Value ETF
IWS
$16B
– –
-27,146
Closed -$2.19M
KELYA icon
2078
Kelly Services Class A
KELYA
$528M
– –
-14,999
Closed -$256K
KREF
2079
KKR Real Estate Finance Trust
KREF
$499M
– –
-10,008
Closed -$165K
KRG icon
2080
Kite Realty
KRG
$5.36B
– –
-11,544
Closed -$134K
LADR
2081
Ladder Capital
LADR
$1.24B
– –
-16,266
Closed -$116K
LBTYA icon
2082
Liberty Global Class A
LBTYA
$3.6B
– –
-35,023
Closed -$736K
LBTYK icon
2083
Liberty Global Class C
LBTYK
$3.49B
– –
-83,035
Closed -$1.71M
LGND icon
2084
Ligand Pharmaceuticals
LGND
$6.36B
– –
-37,919
Closed -$2.25M
LNW
2085
DELISTED
Light & Wonder
LNW
– –
-39,056
Closed -$1.36M
MCFT icon
2086
MasterCraft Boat Holdings
MCFT
$590M
– –
-24,144
Closed -$422K
MCR
2087
DELISTED
MFS Charter Income Trust
MCR
– –
-43,048
Closed -$345K
MIDD icon
2088
Middleby
MIDD
$6.08B
– –
-2,830
Closed -$254K
MLKN icon
2089
MillerKnoll
MLKN
$1.67B
– –
-10,759
Closed -$324K
MMS icon
2090
Maximus
MMS
$3.1B
– –
-7,108
Closed -$487K
CALY
2091
Callaway Golf Company
CALY
$3.14B
– –
-14,368
Closed -$275K
MOMO
2092
Hello Group
MOMO
$866M
– –
-58,613
Closed -$807K
MTSI icon
2093
MACOM Technology Solutions
MTSI
$23.7B
– –
-9,451
Closed -$321K
MUA icon
2094
BlackRock MuniAssets Fund
MUA
$522M
– –
-37,670
Closed -$518K
NKTR icon
2095
Nektar Therapeutics
NKTR
$2.58B
– –
-8,031
Closed -$2M
NSA
2096
DELISTED
National Storage Affiliates Trust
NSA
– –
-200,019
Closed -$6.54M
ODP
2097
DELISTED
ODP
ODP
– –
-13,407
Closed -$261K
ACH
2098
Accendra Health
ACH
$214M
– –
-9,372
Closed -$235K
PARR icon
2099
Par Pacific Holdings
PARR
$3.32B
– –
-13,992
Closed -$95K
PBF icon
2100
PBF Energy
PBF
$7.31B
– –
-36,662
Closed -$209K
82 83
84
85 86

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.