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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAF
2076
Morgan Stanley China A Share Fund
CAF
$317M
– –
-12,547
Closed -$256K
CARG icon
2077
CarGurus
CARG
$3.33B
– –
-7,516
Closed -$233K
CARS icon
2078
Cars.com
CARS
$676M
– –
-19,827
Closed -$178K
CATO icon
2079
Cato Corp
CATO
$69.3M
– –
-22,422
Closed -$395K
CCRN
2080
DELISTED
Cross Country Healthcare
CCRN
– –
-41,339
Closed -$426K
CCS icon
2081
Century Communities
CCS
$1.96B
– –
-25,859
Closed -$792K
CET
2082
Central Securities Corp
CET
$1.61B
– –
-9,737
Closed -$306K
CLW icon
2083
Clearwater Paper
CLW
$359M
– –
-18,585
Closed -$393K
CMRE icon
2084
Costamare
CMRE
$1.87B
– –
-35,110
Closed -$213K
CNA icon
2085
CNA Financial
CNA
$14.5B
– –
-7,733
Closed -$381K
CUBI icon
2086
Customers Bancorp
CUBI
$2.72B
– –
-11,366
Closed -$236K
CVLT icon
2087
Commault Systems
CVLT
$5.18B
– –
-14,059
Closed -$629K
DVY icon
2088
iShares Select Dividend ETF
DVY
$23.6B
– –
-2,213
Closed -$226K
ECPG icon
2089
Encore Capital Group
ECPG
$2.06B
– –
-12,372
Closed -$412K
ELP
2090
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
– –
-54,943
Closed -$264K
EPAM icon
2091
EPAM Systems
EPAM
$5.6B
– –
-16,720
Closed -$3.05M
EPC icon
2092
Edgewell Personal Care
EPC
$1.27B
– –
-34,507
Closed -$1.12M
EPM icon
2093
Evolution Petroleum
EPM
$129M
– –
-24,366
Closed -$142K
FCFS icon
2094
FirstCash
FCFS
$9.08B
– –
-6,969
Closed -$639K
FCNCA icon
2095
First Citizens BancShares
FCNCA
$25.3B
– –
-1,143
Closed -$539K
FCPT icon
2096
Four Corners Property Trust
FCPT
$2.78B
– –
-162,328
Closed -$4.59M
FELE icon
2097
Franklin Electric
FELE
$4.73B
– –
-4,804
Closed -$229K
FFC
2098
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$780M
– –
-11,912
Closed -$250K
FMX icon
2099
Fomento Económico Mexicano
FMX
$42.8B
– –
-16,806
Closed -$1.54M
FUL icon
2100
H.B. Fuller
FUL
$3.07B
– –
-5,503
Closed -$256K
82 83
84
85 86

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.