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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWG icon
2076
NatWest
NWG
$77.3B
$67K ﹤0.01%
+12,140
New +$67.4K
ASRT
2077
DELISTED
Assertio
ASRT
$45K ﹤0.01%
588
+390
+197% +$50.8K
NBR icon
2078
Nabors Industries
NBR
$1.25B
$44K ﹤0.01%
476
-120
-20% -$13.5K
FTR
2079
DELISTED
Frontier Communications Corp.
FTR
$43K ﹤0.01%
49,833
+32,824
+193% +$36.9K
ENDP
2080
DELISTED
Endo International plc
ENDP
$35K ﹤0.01%
10,950
-9,503
-46% -$30.6K
REI icon
2081
Ring Energy
REI
$320M
$25K ﹤0.01%
+15,482
New +$33.2K
HCR
2082
DELISTED
Hi-Crush Inc. Common Stock
HCR
$22K ﹤0.01%
12,869
-4,618
-26% -$8.87K
ACCO icon
2083
Acco Brands
ACCO
$399M
– –
-18,465
Closed -$145K
ACWV icon
2084
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.32B
– –
-28,953
Closed -$2.67M
AGCO icon
2085
AGCO
AGCO
$7.28B
– –
-4,890
Closed -$379K
AGO icon
2086
Assured Guaranty
AGO
$3.72B
– –
-13,333
Closed -$561K
AIN icon
2087
Albany International
AIN
$2.13B
– –
-2,475
Closed -$205K
ALEX
2088
DELISTED
Alexander & Baldwin
ALEX
– –
-10,422
Closed -$241K
AMX icon
2089
America Movil
AMX
$74.9B
– –
-10,732
Closed -$156K
BCH icon
2090
Banco de Chile
BCH
$21B
– –
-7,023
Closed -$209K
CAKE icon
2091
Cheesecake Factory
CAKE
$5.21B
– –
-24,235
Closed -$1.06M
CBU icon
2092
Community Bank
CBU
$3.5B
– –
-3,695
Closed -$243K
CWEN.A
2093
DELISTED
Clearway Energy Class A
CWEN.A
– –
-31,852
Closed -$516K
DORM icon
2094
Dorman Products
DORM
$3.82B
– –
-2,500
Closed -$218K
DXPE icon
2095
DXP Enterprises
DXPE
$2.53B
– –
-5,921
Closed -$224K
EHTH icon
2096
eHealth
EHTH
$43.8M
– –
-2,775
Closed -$239K
EME icon
2097
Emcor
EME
$36.1B
– –
-3,699
Closed -$326K
ENOV icon
2098
Enovis
ENOV
$1.81B
– –
-7,601
Closed -$367K
ENSG icon
2099
The Ensign Group
ENSG
$10.3B
– –
-6,334
Closed -$337K
FLR icon
2100
Fluor
FLR
$7.01B
– –
-16,101
Closed -$542K
82 83
84
85 86

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.