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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUMC icon
2076
Yum China
YUMC
$16.4B
$417K ﹤0.01%
11,866
-1,074
-8% -$38.3K
AJRD
2077
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$414K ﹤0.01%
12,182
+1,122
+10% +$37.4K
SLGN icon
2078
Silgan Holdings
SLGN
$4.47B
$410K ﹤0.01%
14,759
+1,666
+13% +$45.7K
PR
2079
Permian Resources
PR
$17.2B
$409K ﹤0.01%
18,733
-6,093
-25% -$115K
SCCO icon
2080
Southern Copper
SCCO
$163B
$409K ﹤0.01%
10,228
+905
+10% +$37.2K
ANDE icon
2081
Andersons Inc
ANDE
$2.54B
$408K ﹤0.01%
10,844
+2,413
+29% +$91K
OFG icon
2082
OFG Bancorp
OFG
$2.26B
$408K ﹤0.01%
25,236
+5,621
+29% +$91K
ASB icon
2083
Associated Banc-Corp
ASB
$5.99B
$401K ﹤0.01%
15,431
+1,286
+9% +$35.2K
ESRT icon
2084
Empire State Realty Trust
ESRT
$852M
$401K ﹤0.01%
24,144
-116,775
-83% -$1.99M
CWH icon
2085
Camping World
CWH
$676M
$399K ﹤0.01%
18,731
-33
-0.2% -$726
KELYA icon
2086
Kelly Services Class A
KELYA
$528M
$398K ﹤0.01%
16,562
+3,692
+29% +$89.5K
FBP icon
2087
First Bancorp
FBP
$4.46B
$397K ﹤0.01%
43,579
+9,550
+28% +$80.9K
PPT
2088
Franklin Premier Income Trust
PPT
$328M
$397K ﹤0.01%
75,437
-40,608
-35% -$213K
TCP
2089
DELISTED
TC Pipelines LP
TCP
$397K ﹤0.01%
13,086
-1,469
-10% -$46.2K
BDN
2090
Brandywine Realty Trust
BDN
$546M
$396K ﹤0.01%
25,189
-110,566
-81% -$1.83M
QTS
2091
DELISTED
QTS REALTY TRUST, INC.
QTS
$396K ﹤0.01%
+9,288
New +$405K
BCH icon
2092
Banco de Chile
BCH
$20.9B
$394K ﹤0.01%
12,978
-33,827
-72% -$1.01M
PSO icon
2093
Pearson
PSO
$9.95B
$392K ﹤0.01%
34,060
-12,490
-27% -$146K
BKS
2094
DELISTED
Barnes & Noble
BKS
$392K ﹤0.01%
67,588
+15,107
+29% +$85.2K
IPAR icon
2095
Interparfums
IPAR
$4.12B
$391K ﹤0.01%
6,072
+714
+13% +$43.8K
BTU icon
2096
Peabody Energy
BTU
$2.72B
$390K ﹤0.01%
10,930
-520
-5% -$22.3K
FET icon
2097
Forum Energy Technologies
FET
$836M
$389K ﹤0.01%
1,882
+137
+8% +$32.3K
AKS
2098
DELISTED
AK Steel Holding Corp
AKS
$388K ﹤0.01%
79,128
+5,120
+7% +$23.4K
SUM
2099
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$387K ﹤0.01%
21,643
+5,951
+38% +$129K
NCA icon
2100
Nuveen California Municipal Value Fund
NCA
$300M
$386K ﹤0.01%
41,266
+9,296
+29% +$88.7K
82 83
84
85 86

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.