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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
(+13%)
Cap. Flow
+$3.68B
Cap. Flow
% of AUM
8.65%
Top 10 Holdings %
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$209M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$209M |
| 3 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 4 |
Packaging Corp of America
PKG
|
+$55.6M |
| 5 |
Cadence Design Systems
CDNS
|
+$45.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
RAI
Reynolds American Inc
RAI
|
+$68.3M |
| 2 |
WFM
Whole Foods Market Inc
WFM
|
+$64M |
| 3 |
SPLS
Staples Inc
SPLS
|
+$47.8M |
| 4 |
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
|
+$46.6M |
| 5 |
DD
Du Pont De Nemours E I
DD
|
+$41.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.83% |
| 2 | Financials | 12.17% |
| 3 | Healthcare | 10.88% |
| 4 | Industrials | 10.2% |
| 5 | Consumer Discretionary | 9.18% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JCP
2076
DELISTED
J.C. Penney Company, Inc.
JCP
| $1.03M | ﹤0.01% |
270,930
+34,739
| +15% | +$154K |
|
2077
Quaker Houghton
KWR
$2.76B
| $1.03M | ﹤0.01% |
6,946
+517
| +8% | +$73.5K |
|
2078
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
| $1.02M | ﹤0.01% |
96,983
-256,560
| -73% | -$2.69M |
|
2079
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
| $1.02M | ﹤0.01% |
81,505
-13,748
| -14% | -$176K |
|
|
CEQP
2080
DELISTED
Crestwood Equity Partners LP
CEQP
| $1.02M | ﹤0.01% |
41,780
-2,204
| -5% | -$54.2K |
|
2081
AMC Global Media
AMCX
$492M
| $1.02M | ﹤0.01% |
17,370
-57,073
| -77% | -$3.4M |
|
|
FMN
2082
Federated Hermes Premier Municipal Income Fund
FMN
$86.8M
| $1.01M | ﹤0.01% |
69,070
-5,834
| -8% | -$85.8K |
|
2083
1st Source
SRCE
$2.16B
| $1.01M | ﹤0.01% |
19,947
-11
| -0.1% | -$527 |
|
2084
LSB Industries
LXU
$783M
| $1.01M | ﹤0.01% |
165,536
+31,723
| +24% | +$190K |
|
2085
Standard Motor Products
SMP
$851M
| $1.01M | ﹤0.01% |
20,903
+16,285
| +353% | +$777K |
|
2086
CNX Resources
CNX
$5.3B
| $1.01M | ﹤0.01% |
71,312
+13,202
| +23% | +$169K |
|
|
BRW
2087
Saba Capital Income & Opportunities Fund
BRW
$336M
| $1.01M | ﹤0.01% |
96,165
+614
| +0.6% | +$6.44K |
|
2088
DXP Enterprises
DXPE
$2.43B
| $1M | ﹤0.01% |
31,886
+5,741
| +22% | +$171K |
|
2089
Telkom Indonesia
TLK
$14.5B
| $1M | ﹤0.01% |
29,272
+13,837
| +90% | +$486K |
|
|
ARII
2090
DELISTED
American Railcar Industries, Inc.
ARII
| $1M | ﹤0.01% |
26,024
-24
| -0.1% | -$876 |
|
2091
Invesco Advantage Municipal Income Trust II
VKI
$396M
| $999K | ﹤0.01% |
86,802
-2,260
| -3% | -$26.4K |
|
2092
Invesco Senior Income Trust
VVR
$457M
| $999K | ﹤0.01% |
222,531
+1,422
| +0.6% | +$6.37K |
|
|
DEL
2093
DELISTED
Deltic Timber
DEL
| $995K | ﹤0.01% |
11,254
-349
| -3% | -$26.4K |
|
2094
Argan
AGX
$8B
| $994K | ﹤0.01% |
14,792
+2,076
| +16% | +$130K |
|
|
NIQ
2095
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
| $993K | ﹤0.01% |
75,136
-288
| -0.4% | -$3.82K |
|
2096
Santander
BSBR
$42.5B
| $992K | ﹤0.01% |
118,377
-24,441
| -17% | -$200K |
|
|
SWN
2097
DELISTED
Southwestern Energy Company
SWN
| $992K | ﹤0.01% |
162,366
+34,654
| +27% | +$196K |
|
|
CDTX
2098
DELISTED
Cidara Therapeutics
CDTX
| $982K | ﹤0.01% |
6,062
-1,041
| -15% | -$148K |
|
2099
First Interstate BancSystem
FIBK
$3.69B
| $981K | ﹤0.01% |
25,670
-2,185
| -8% | -$79.2K |
|
|
PCN
2100
PIMCO Corporate & Income Strategy Fund
PCN
$870M
| $978K | ﹤0.01% |
56,079
-14,279
| -20% | -$245K |
|
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Guggenheim Capital's Q3 2017 Portfolio in Review
As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.
- Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
- Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
- Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
- Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
- Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
- Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
- Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.
Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.