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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRO icon
2076
KRONOS Worldwide
KRO
$922M
$960K ﹤0.01%
167,835
-93,554
-36% -$488K
DSE
2077
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$960K ﹤0.01%
17,685
+2,197
+14% +$104K
TX icon
2078
Ternium
TX
$10.4B
$959K ﹤0.01%
53,299
-986
-2% -$13.8K
RGS icon
2079
Regis Corp
RGS
$70.6M
$958K ﹤0.01%
3,153
+910
+41% +$264K
VVX icon
2080
V2X
VVX
$2.61B
$958K ﹤0.01%
42,113
-11,757
-22% -$233K
IPCC
2081
DELISTED
Infinity Property & Casualty C
IPCC
$958K ﹤0.01%
11,906
+1,873
+19% +$146K
GSBD icon
2082
Goldman Sachs BDC
GSBD
$1.03B
$955K ﹤0.01%
48,700
+21,563
+79% +$406K
TMX
2083
DELISTED
Terminix Global Holdings, Inc.
TMX
$955K ﹤0.01%
37,818
-7,241
-16% -$185K
IART icon
2084
Integra LifeSciences
IART
$1.34B
$948K ﹤0.01%
28,138
-13,758
-33% -$429K
NEU icon
2085
NewMarket
NEU
$8.14B
$948K ﹤0.01%
2,393
+105
+5% +$38.5K
DATA
2086
DELISTED
Tableau Software, Inc.
DATA
$947K ﹤0.01%
20,648
+324
+2% +$18.8K
WAIR
2087
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$946K ﹤0.01%
+65,725
New +$801K
WWW icon
2088
Wolverine World Wide
WWW
$1.59B
$945K ﹤0.01%
51,298
+3,204
+7% +$55.8K
CNQ icon
2089
Canadian Natural Resources
CNQ
$93.7B
$944K ﹤0.01%
72,267
+5,238
+8% +$55.8K
RLJ icon
2090
RLJ Lodging Trust
RLJ
$1.79B
$944K ﹤0.01%
41,267
-9,234
-18% -$186K
ANGO icon
2091
AngioDynamics
ANGO
$629M
$941K ﹤0.01%
76,570
+12,968
+20% +$143K
SGRY icon
2092
Surgery Partners
SGRY
$1.98B
$940K ﹤0.01%
70,892
+5,391
+8% +$83.3K
HSNI
2093
DELISTED
HSN, Inc.
HSNI
$939K ﹤0.01%
17,952
+6,317
+54% +$314K
MRVL icon
2094
Marvell Technology
MRVL
$196B
$938K ﹤0.01%
90,916
-92,543
-50% -$853K
ANAT
2095
DELISTED
American National Group, Inc. Common Stock
ANAT
$935K ﹤0.01%
8,094
-878
-10% -$89.9K
LQ
2096
DELISTED
La Quinta Holdings Inc.
LQ
$935K ﹤0.01%
74,878
-15,140
-17% -$172K
AAOI icon
2097
Applied Optoelectronics
AAOI
$11.2B
$929K ﹤0.01%
62,305
-16,898
-21% -$269K
GLOG
2098
DELISTED
GASLOG LTD
GLOG
$929K ﹤0.01%
95,294
+24,323
+34% +$209K
BAK icon
2099
Braskem
BAK
$920M
$928K ﹤0.01%
71,917
-2,906
-4% -$37.1K
ENTA icon
2100
Enanta Pharmaceuticals
ENTA
$391M
$928K ﹤0.01%
31,600
+11,919
+61% +$332K
82 83
84
85 86

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.