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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UMPQ
2051
DELISTED
Umpqua Holdings Corp
UMPQ
– –
-37,527
Closed -$670K
COUP
2052
DELISTED
Coupa Software Incorporated
COUP
– –
-3,453
Closed -$273K
ONEM
2053
DELISTED
1Life Healthcare
ONEM
– –
-37,046
Closed -$619K
LHCG
2054
DELISTED
LHC Group LLC
LHCG
– –
-13,775
Closed -$2.23M
STOR
2055
DELISTED
STORE Capital Corporation
STOR
– –
-26,742
Closed -$857K
KNBE
2056
DELISTED
KnowBe4, Inc. Class A Common Stock
KNBE
– –
-18,471
Closed -$458K
SJI
2057
DELISTED
South Jersey Industries, Inc.
SJI
– –
-142,297
Closed -$5.06M
VIVO
2058
DELISTED
Meridian Bioscience Inc
VIVO
– –
-24,380
Closed -$810K
PFHD
2059
DELISTED
Professional Holding Corp. Class A Common stock
PFHD
– –
-9,103
Closed -$253K
SWIR
2060
DELISTED
Sierra Wireless
SWIR
– –
-14,115
Closed -$409K
POSH
2061
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
– –
-16,033
Closed -$287K
OYST
2062
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
– –
-12,816
Closed -$143K
AVEO
2063
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
– –
-13,849
Closed -$207K
COWN
2064
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-15,109
Closed -$584K
SIVB
2065
DELISTED
SVB Financial Group
SIVB
– –
-25,722
Closed -$5.92M
NID
2066
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-605,427
Closed -$7.94M
AAWW
2067
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-8,568
Closed -$864K
SBNY
2068
DELISTED
Signature Bank
SBNY
– –
-41,111
Closed -$4.74M
79 80 81 82
83

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.