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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URBN icon
2051
Urban Outfitters
URBN
$6.59B
– –
-12,559
Closed -$234K
VBTX
2052
DELISTED
Veritex Holdings
VBTX
– –
-8,871
Closed -$259K
VECO icon
2053
Veeco
VECO
$3.23B
– –
-12,161
Closed -$236K
VIRT icon
2054
Virtu Financial
VIRT
$4.93B
– –
-202,995
Closed -$4.75M
VPV icon
2055
Invesco Pennsylvania Value Municipal Income Trust
VPV
$200M
– –
-16,788
Closed -$176K
VRTS icon
2056
Virtus Investment Partners
VRTS
$1.1B
– –
-1,564
Closed -$268K
WD icon
2057
Walker & Dunlop
WD
$1.53B
– –
-3,323
Closed -$320K
WF icon
2058
Woori Financial
WF
$17.6B
– –
-14,907
Closed -$422K
WGO icon
2059
Winnebago Industries
WGO
$909M
– –
-9,968
Closed -$484K
WNC icon
2060
Wabash National
WNC
$527M
– –
-12,787
Closed -$174K
WOR icon
2061
Worthington Enterprises
WOR
$2.86B
– –
-12,931
Closed -$352K
ZYXI
2062
DELISTED
Zynex
ZYXI
– –
-12,992
Closed -$104K
MAGN
2063
Magnera Corp
MAGN
$460M
– –
-1,011
Closed -$91K
EGF
2064
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
– –
-13,077
Closed -$137K
CDMO
2065
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-19,715
Closed -$301K
VGR
2066
DELISTED
Vector Group Ltd.
VGR
– –
-16,403
Closed -$173K
AAN
2067
DELISTED
The Aaron's Company Inc
AAN
– –
-20,336
Closed -$296K
PRFT
2068
DELISTED
Perficient Inc
PRFT
– –
-4,059
Closed -$372K
BIG
2069
DELISTED
Big Lots, Inc.
BIG
– –
-11,622
Closed -$243K
LSXMK
2070
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-31,371
Closed -$876K
DNA.WS
2071
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$0 ﹤0.01%
5,261,700
-34,748,700
-87% -$23.8M
LL
2072
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-19,550
Closed -$184K
CONN
2073
DELISTED
Conn's Inc.
CONN
– –
-23,546
Closed -$189K
FEI
2074
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-38,931
Closed -$299K
AEL
2075
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-10,534
Closed -$385K
81 82
83
84 85

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.