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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RXRAU
2051
DELISTED
RXR Acquisition Corp. Units
RXRAU
$196K ﹤0.01%
+19,867
New +$197K
TPIC
2052
DELISTED
TPI Composites
TPIC
$195K ﹤0.01%
13,054
+3,311
+34% +$81.2K
JOF
2053
Japan Smaller Capitalization Fund
JOF
$349M
$189K ﹤0.01%
24,005
-315
-1% -$2.67K
GHL
2054
DELISTED
Greenhill & Co., Inc.
GHL
$188K ﹤0.01%
+10,498
New +$181K
RWT
2055
Redwood Trust
RWT
$595M
$177K ﹤0.01%
+13,406
New +$181K
VPV icon
2056
Invesco Pennsylvania Value Municipal Income Trust
VPV
$199M
$176K ﹤0.01%
12,596
-2,823
-18% -$37.9K
FRGI
2057
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$176K ﹤0.01%
+15,975
New +$171K
NVRI icon
2058
Enviri
NVRI
$626M
$173K ﹤0.01%
+10,375
New +$167K
ING icon
2059
ING
ING
$102B
$172K ﹤0.01%
12,339
-280
-2% -$4.07K
NXJ
2060
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$171K ﹤0.01%
11,099
-5,468
-33% -$84.1K
SITC icon
2061
SITE Centers
SITC
$165M
$171K ﹤0.01%
+13,853
New +$174K
FOSL icon
2062
Fossil Group
FOSL
$308M
$169K ﹤0.01%
+16,463
New +$199K
TG icon
2063
Tredegar Corp
TG
$302M
$167K ﹤0.01%
+14,131
New +$170K
AVD icon
2064
American Vanguard Corp
AVD
$70.7M
$165K ﹤0.01%
+10,075
New +$158K
AUD
2065
DELISTED
Audacy, Inc.
AUD
$165K ﹤0.01%
64,272
+1,667
+3% +$5.13K
TWI icon
2066
Titan International
TWI
$480M
$164K ﹤0.01%
+14,973
New +$117K
DCH
2067
Dauch Corp
DCH
$1.52B
$163K ﹤0.01%
+17,448
New +$167K
CXW icon
2068
CoreCivic
CXW
$3.21B
$163K ﹤0.01%
16,347
-28,784
-64% -$286K
LILAK icon
2069
Liberty Latin America Class C
LILAK
$1.65B
$159K ﹤0.01%
+15,384
New +$170K
HLX icon
2070
Helix Energy Solutions
HLX
$1.42B
$158K ﹤0.01%
50,792
-4,103
-7% -$15.1K
MTRX icon
2071
Matrix Service
MTRX
$335M
$157K ﹤0.01%
20,832
-64,740
-76% -$609K
BBBY
2072
DELISTED
Bed Bath & Beyond Inc
BBBY
$157K ﹤0.01%
10,802
-2,359
-18% -$41.2K
SABA
2073
Saba Capital Income & Opportunities Fund II
SABA
$223M
$154K ﹤0.01%
14,869
-195
-1% -$2.09K
SBS icon
2074
Sabesp
SBS
$18.6B
$154K ﹤0.01%
108,101
-5,585
-5% -$7.25K
TVRD
2075
Tvardi Therapeutics
TVRD
$23.2M
$150K ﹤0.01%
+342
New +$172K
81 82
83
84 85

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.