We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVSA
2051
Covista Inc
CVSA
$4.8B
$209K ﹤0.01%
5,532
-25,165
-82% -$934K
SPH icon
2052
Suburban Propane Partners
SPH
$1.17B
$209K ﹤0.01%
13,639
-9,732
-42% -$151K
CDP icon
2053
COPT Defense Properties
CDP
$4.21B
$208K ﹤0.01%
7,697
-1,546
-17% -$44K
NDSN icon
2054
Nordson
NDSN
$17.3B
$208K ﹤0.01%
872
-410
-32% -$94.7K
FIZZ icon
2055
National Beverage
FIZZ
$3.01B
$206K ﹤0.01%
3,916
-3,603
-48% -$168K
SUPN icon
2056
Supernus Pharmaceuticals
SUPN
$2.77B
$206K ﹤0.01%
7,737
-5,556
-42% -$149K
TW icon
2057
Tradeweb Markets
TW
$21.6B
$206K ﹤0.01%
2,549
-427
-14% -$36.8K
ROCC
2058
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$206K ﹤0.01%
7,722
-13,547
-64% -$266K
ALLY icon
2059
Ally Financial
ALLY
$13.3B
$205K ﹤0.01%
4,019
-53,960
-93% -$2.79M
SRRK icon
2060
Scholar Rock
SRRK
$6.44B
$205K ﹤0.01%
+6,199
New +$217K
WH icon
2061
Wyndham Hotels & Resorts
WH
$5.48B
$205K ﹤0.01%
2,655
-42,622
-94% -$3.06M
MODV
2062
DELISTED
ModivCare
MODV
$204K ﹤0.01%
1,121
-889
-44% -$158K
VPV icon
2063
Invesco Pennsylvania Value Municipal Income Trust
VPV
$200M
$204K ﹤0.01%
15,419
+3,346
+28% +$45K
VG
2064
DELISTED
Vonage Holdings Corporation
VG
$204K ﹤0.01%
12,640
-10,262
-45% -$149K
AGO icon
2065
Assured Guaranty
AGO
$3.34B
$203K ﹤0.01%
4,333
-7,600
-64% -$363K
FORM icon
2066
FormFactor
FORM
$9.17B
$203K ﹤0.01%
5,434
-3,806
-41% -$142K
UFI icon
2067
UNIFI
UFI
$134M
$203K ﹤0.01%
9,236
-16,202
-64% -$369K
HEP
2068
DELISTED
Holly Energy Partners, L.P.
HEP
$202K ﹤0.01%
11,022
-4,702
-30% -$91.5K
NRIX icon
2069
Nurix Therapeutics
NRIX
$2.65B
$201K ﹤0.01%
+6,702
New +$207K
SABR icon
2070
Sabre
SABR
$818M
$199K ﹤0.01%
16,849
-675,776
-98% -$7.66M
ERIC icon
2071
Ericsson
ERIC
$33.3B
$196K ﹤0.01%
17,542
-658
-4% -$7.77K
BCRX icon
2072
BioCryst Pharmaceuticals
BCRX
$2.4B
$195K ﹤0.01%
+13,564
New +$214K
MSD
2073
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$194K ﹤0.01%
21,347
-48
-0.2% -$454
HOPE icon
2074
Hope Bancorp
HOPE
$1.79B
$189K ﹤0.01%
13,063
-22,900
-64% -$312K
IQ icon
2075
iQIYI
IQ
$1.28B
$189K ﹤0.01%
23,583
-4,377
-16% -$45.4K
81 82
83
84 85

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.