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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMAR
2051
DELISTED
Smartsheet Inc.
SMAR
$223K ﹤0.01%
3,486
-319
-8% -$22.3K
PETS icon
2052
PetMed Express
PETS
$42.3M
$222K ﹤0.01%
6,310
-5,930
-48% -$206K
SPOK icon
2053
Spok Holdings
SPOK
$241M
$222K ﹤0.01%
+21,190
New +$242K
TOL icon
2054
Toll Brothers
TOL
$14.5B
$222K ﹤0.01%
+3,907
New +$205K
WSFS icon
2055
WSFS Financial
WSFS
$4.15B
$222K ﹤0.01%
4,460
-97,583
-96% -$4.7M
BSAC icon
2056
Banco Santander Chile
BSAC
$16.6B
$221K ﹤0.01%
8,887
-18,124
-67% -$415K
FHI icon
2057
Federated Hermes
FHI
$4.72B
$221K ﹤0.01%
7,068
-329
-4% -$9.66K
CYTK icon
2058
Cytokinetics
CYTK
$10.4B
$219K ﹤0.01%
9,410
-9,365
-50% -$200K
HMC icon
2059
Honda
HMC
$41.3B
$219K ﹤0.01%
7,256
-2,280
-24% -$65.6K
STBA icon
2060
S&T Bancorp
STBA
$1.79B
$219K ﹤0.01%
+6,545
New +$194K
DNOW icon
2061
DNOW Inc
DNOW
$2.99B
$217K ﹤0.01%
+21,461
New +$210K
MRTN icon
2062
Marten Transport
MRTN
$1.22B
$216K ﹤0.01%
12,749
-9,171
-42% -$155K
FWRD icon
2063
Forward Air
FWRD
$654M
$215K ﹤0.01%
2,420
-2,270
-48% -$190K
HMN icon
2064
Horace Mann Educators
HMN
$2.11B
$215K ﹤0.01%
+4,976
New +$206K
PRFT
2065
DELISTED
Perficient Inc
PRFT
$215K ﹤0.01%
3,660
-3,440
-48% -$195K
OFG icon
2066
OFG Bancorp
OFG
$2.21B
$214K ﹤0.01%
+9,451
New +$188K
RC
2067
Ready Capital
RC
$308M
$214K ﹤0.01%
+15,921
New +$206K
FSP
2068
Franklin Street Properties
FSP
$46.8M
$213K ﹤0.01%
39,085
+23,645
+153% +$118K
OPEN icon
2069
Opendoor
OPEN
$3.38B
$213K ﹤0.01%
+10,385
New +$274K
TDAY
2070
USA Today Co
TDAY
$1.06B
$212K ﹤0.01%
39,415
+23,836
+153% +$117K
BAK icon
2071
Braskem
BAK
$913M
$211K ﹤0.01%
14,859
+239
+2% +$2.62K
PMT
2072
PennyMac Mortgage Investment
PMT
$842M
$211K ﹤0.01%
+10,745
New +$199K
SEM
2073
DELISTED
Select Medical
SEM
$211K ﹤0.01%
+11,485
New +$188K
TWO
2074
Two Harbors Investment
TWO
$1.27B
$211K ﹤0.01%
7,180
-7,136
-50% -$196K
AWP
2075
abrdn Global Premier Properties Fund
AWP
$367M
$210K ﹤0.01%
11,740
-63
-0.5% -$1.04K
81 82
83
84 85

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.