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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CARG icon
2051
CarGurus
CARG
$3.47B
– –
-11,615
Closed -$251K
CENX icon
2052
Century Aluminum
CENX
$5.07B
– –
-21,200
Closed -$151K
CG icon
2053
Carlyle Group
CG
$17.2B
– –
-21,280
Closed -$525K
CHRD icon
2054
Chord Energy
CHRD
$7.39B
– –
-105,099
Closed -$29K
VISN
2055
Vistance Networks Inc
VISN
$2.52B
– –
-33,569
Closed -$302K
CPS icon
2056
Cooper-Standard Automotive
CPS
$558M
– –
-11,773
Closed -$156K
CTRE icon
2057
CareTrust REIT
CTRE
$9.74B
– –
-112,632
Closed -$2M
CUK
2058
DELISTED
Carnival PLC
CUK
– –
-10,765
Closed -$139K
DBI icon
2059
Designer Brands
DBI
$333M
– –
-13,441
Closed -$73K
DFIN icon
2060
Donnelley Financial Solutions
DFIN
$1.16B
– –
-16,791
Closed -$224K
DNOW icon
2061
DNOW Inc
DNOW
$2.99B
– –
-21,730
Closed -$99K
DX
2062
Dynex Capital
DX
$3.21B
– –
-16,774
Closed -$255K
ERIE icon
2063
Erie Indemnity
ERIE
$13.2B
– –
-1,132
Closed -$238K
EXTR icon
2064
Extreme Networks
EXTR
$3.15B
– –
-14,556
Closed -$59K
FLR icon
2065
Fluor
FLR
$7.96B
– –
-11,551
Closed -$101K
FOSL icon
2066
Fossil Group
FOSL
$318M
– –
-40,397
Closed -$232K
FPF
2067
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
– –
-21,702
Closed -$466K
GAM
2068
General American Investors Company
GAM
$1.61B
– –
-15,954
Closed -$542K
GBAB
2069
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
– –
-249,777
Closed -$5.89M
GGZ
2070
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
– –
-14,614
Closed -$147K
GLNG icon
2071
Golar LNG
GLNG
$5.13B
– –
-13,041
Closed -$79K
GME icon
2072
GameStop
GME
$8.6B
– –
-64,460
Closed -$164K
HCC icon
2073
Warrior Met Coal
HCC
$4.86B
– –
-12,181
Closed -$208K
HLIT icon
2074
Harmonic Inc
HLIT
$1.28B
– –
-10,718
Closed -$60K
HUBG icon
2075
HUB Group
HUBG
$2.92B
– –
-14,292
Closed -$359K
81 82
83
84 85

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.