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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLRD
2051
DELISTED
Tailored Brands, Inc.
TLRD
$79K ﹤0.01%
19,080
-9,906
-34% -$46.6K
CBL
2052
DELISTED
CBL& Associates Properties, Inc.
CBL
$78K ﹤0.01%
74,467
-30,171
-29% -$39.5K
SIGA icon
2053
SIGA Technologies
SIGA
$235M
$64K ﹤0.01%
13,461
-167
-1% -$850
BMY.RT
2054
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$36K ﹤0.01%
+12,028
New +$31.3K
MDR
2055
DELISTED
McDermott International
MDR
$23K ﹤0.01%
34,394
-127,430
-79% -$163K
HCR
2056
DELISTED
Hi-Crush Inc. Common Stock
HCR
$10K ﹤0.01%
11,903
-966
-8% -$1.02K
ABM icon
2057
ABM Industries
ABM
$2.81B
– –
-11,703
Closed -$425K
ACA icon
2058
Arcosa
ACA
$7.13B
– –
-8,859
Closed -$303K
ADC icon
2059
Agree Realty
ADC
$9.34B
– –
-2,780
Closed -$203K
ALC icon
2060
Alcon
ALC
$33.6B
– –
-8,949
Closed -$521K
OSG
2061
Octave Specialty Group
OSG
$243M
– –
-15,427
Closed -$302K
AMC icon
2062
AMC Entertainment Holdings
AMC
$2.52B
– –
-2,775
Closed -$297K
AMG icon
2063
Affiliated Managers Group
AMG
$9.69B
– –
-16,399
Closed -$1.37M
ANGO icon
2064
AngioDynamics
ANGO
$611M
– –
-10,100
Closed -$186K
ARI
2065
Apollo Commercial Real Estate
ARI
$867M
– –
-38,241
Closed -$733K
ASRT
2066
DELISTED
Assertio
ASRT
– –
-588
Closed -$45K
CVSA
2067
Covista Inc
CVSA
$4.25B
– –
-16,866
Closed -$642K
ATHM icon
2068
Autohome
ATHM
$2.67B
– –
-9,059
Closed -$753K
ATNI icon
2069
ATN International
ATNI
$366M
– –
-18,378
Closed -$1.07M
BCC icon
2070
Boise Cascade
BCC
$2.69B
– –
-15,681
Closed -$511K
BDN
2071
Brandywine Realty Trust
BDN
$524M
– –
-14,478
Closed -$219K
BHE icon
2072
Benchmark Electronics
BHE
$2.87B
– –
-18,635
Closed -$542K
BJRI icon
2073
BJ's Restaurants
BJRI
$1.42B
– –
-7,104
Closed -$276K
BTU icon
2074
Peabody Energy
BTU
$2.6B
– –
-13,295
Closed -$195K
BXMT icon
2075
Blackstone Mortgage Trust
BXMT
$2.45B
– –
-8,128
Closed -$291K
81 82
83
84 85

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.