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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOCO icon
2051
El Pollo Loco
LOCO
$504M
$134K ﹤0.01%
12,303
-1,551
-11% -$16.4K
LPL icon
2052
LG Display
LPL
$3.07B
$134K ﹤0.01%
22,489
-131
-0.6% -$806
MWA icon
2053
Mueller Water Products
MWA
$4.04B
$131K ﹤0.01%
11,625
+515
+5% +$5.26K
TLRD
2054
DELISTED
Tailored Brands, Inc.
TLRD
$128K ﹤0.01%
28,986
-11,627
-29% -$58.9K
TTM
2055
DELISTED
Tata Motors Limited
TTM
$127K ﹤0.01%
15,193
+2,750
+22% +$26K
BGG
2056
DELISTED
Briggs & Stratton Corp.
BGG
$127K ﹤0.01%
+20,919
New +$155K
CMO
2057
DELISTED
Capstead Mortgage Corp.
CMO
$125K ﹤0.01%
+17,013
New +$137K
LQDT icon
2058
Liquidity Services
LQDT
$1.23B
$123K ﹤0.01%
16,588
-3,747
-18% -$25.9K
VRA icon
2059
Vera Bradley
VRA
$99.2M
$122K ﹤0.01%
+12,124
New +$128K
DNR
2060
DELISTED
Denbury Resources, Inc.
DNR
$117K ﹤0.01%
98,610
-27,491
-22% -$31.7K
SXC icon
2061
SunCoke Energy
SXC
$714M
$113K ﹤0.01%
20,017
-5,364
-21% -$38.6K
HPR
2062
DELISTED
HighPoint Resources Corporation
HPR
$111K ﹤0.01%
1,399
-286
-17% -$19.9K
DF
2063
DELISTED
Dean Foods Company
DF
$101K ﹤0.01%
87,033
+58,871
+209% +$69.8K
HLIT icon
2064
Harmonic Inc
HLIT
$1.28B
$96K ﹤0.01%
14,637
-4,256
-23% -$29.5K
BNED icon
2065
Barnes & Noble Education
BNED
$447M
$95K ﹤0.01%
304
+204
+204% +$71.4K
NMRK icon
2066
Newmark Group
NMRK
$2.72B
$94K ﹤0.01%
10,345
-2,356
-19% -$21.9K
GGN
2067
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$770M
$92K ﹤0.01%
21,114
-346
-2% -$1.55K
DPLO
2068
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$91K ﹤0.01%
+18,643
New +$104K
CDR
2069
DELISTED
Cedar Realty Trust, Inc
CDR
$90K ﹤0.01%
4,524
+2,920
+182% +$49.3K
GNE icon
2070
Genie Energy
GNE
$373M
$87K ﹤0.01%
11,623
-88
-0.8% -$768
BBD icon
2071
Banco Bradesco
BBD
$39.4B
$86K ﹤0.01%
14,009
-4,310
-24% -$28.5K
CALX icon
2072
Calix
CALX
$2.35B
$75K ﹤0.01%
11,798
-563
-5% -$3.55K
PACB icon
2073
Pacific Biosciences
PACB
$441M
$73K ﹤0.01%
14,080
-17,943
-56% -$100K
SIGA icon
2074
SIGA Technologies
SIGA
$230M
$70K ﹤0.01%
13,628
-684
-5% -$3.69K
AKS
2075
DELISTED
AK Steel Holding Corp
AKS
$70K ﹤0.01%
30,828
-12,166
-28% -$29.2K
81 82
83
84 85

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AAMU
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NMIFOAC
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.