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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.27%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.8B
AUM Growth
-$3.54B
Cap. Flow
-$1.51B
Cap. Flow %
-12.8%
Top 10 Hldgs %
16.04%
Holding
2,504
New
115
Increased
632
Reduced
1,400
Closed
347

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$32.8M
2
LKQ icon
LKQ Corp
LKQ
+$11.5M
3
CI icon
Cigna
CI
+$9.49M
4
AA icon
Alcoa
AA
+$8.61M
5
UNP icon
Union Pacific
UNP
+$8.52M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$54.2M
2
AMZN icon
Amazon
AMZN
+$48M
3
MSFT icon
Microsoft
MSFT
+$47.2M
4
PX
Praxair Inc
PX
+$35.7M
5
ESRX
Express Scripts Holding Company
ESRX
+$29.8M

Sector Composition

Rank Sector Weight
1 Technology 12.1%
2 Healthcare 10.84%
3 Financials 9.42%
4 Consumer Discretionary 7.51%
5 Consumer Staples 7.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVY icon
2051
iShares Select Dividend ETF
DVY
$23.5B
$204K ﹤0.01%
2,284
-434
-16% -$41.6K
VLT icon
2052
Invesco High Income Trust II
VLT
$65.3M
$204K ﹤0.01%
16,260
-2,102
-11% -$27.7K
HTLF
2053
DELISTED
Heartland Financial USA, Inc.
HTLF
$204K ﹤0.01%
4,624
-566
-11% -$29.7K
HWKN icon
2054
Hawkins
HWKN
$2.82B
$203K ﹤0.01%
+9,892
New +$192K
MCR
2055
DELISTED
MFS Charter Income Trust
MCR
$203K ﹤0.01%
+27,682
New +$206K
SIG icon
2056
Signet Jewelers
SIG
$3.75B
$203K ﹤0.01%
6,405
-20,403
-76% -$1.02M
STLA icon
2057
Stellantis
STLA
$21.2B
$202K ﹤0.01%
13,949
-6,920
-33% -$111K
MLNX
2058
DELISTED
Mellanox Technologies, Ltd.
MLNX
$201K ﹤0.01%
2,178
-2,522
-54% -$214K
PES
2059
DELISTED
Pioneer Energy Services Corp.
PES
$201K ﹤0.01%
163,476
+94,215
+136% +$234K
JTD
2060
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$199K ﹤0.01%
+14,823
New +$230K
HOMB icon
2061
Home BancShares
HOMB
$6.26B
$198K ﹤0.01%
12,090
-9,324
-44% -$177K
RNP icon
2062
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$198K ﹤0.01%
+11,114
New +$203K
TTM
2063
DELISTED
Tata Motors Limited
TTM
$196K ﹤0.01%
16,096
-3,444
-18% -$43K
MTRX icon
2064
Matrix Service
MTRX
$325M
$195K ﹤0.01%
10,859
-16,453
-60% -$336K
SMFG icon
2065
Sumitomo Mitsui Financial
SMFG
$161B
$195K ﹤0.01%
+29,989
New +$224K
FFC
2066
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$778M
$192K ﹤0.01%
+11,464
New +$195K
GNW icon
2067
Genworth Financial
GNW
$3.71B
$192K ﹤0.01%
41,274
-243,731
-86% -$1.05M
CVON
2068
DELISTED
ConvergeOne Holdings, Inc. Class A Common Stock
CVON
$189K ﹤0.01%
+15,233
New +$168K
MFGP
2069
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$188K ﹤0.01%
+9,017
New +$193K
CRC
2070
DELISTED
California Resources Corporation
CRC
$187K ﹤0.01%
10,988
+4,033
+58% +$115K
VSTO
2071
DELISTED
Vista Outdoor Inc.
VSTO
$187K ﹤0.01%
16,475
+1,833
+13% +$24.1K
LQDT icon
2072
Liquidity Services
LQDT
$1.17B
$184K ﹤0.01%
+29,834
New +$184K
BRG
2073
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$183K ﹤0.01%
20,346
-23,728
-54% -$219K
JRS icon
2074
Nuveen Real Estate Income Fund
JRS
$248M
$182K ﹤0.01%
+21,466
New +$197K
MMLP icon
2075
Martin Midstream Partners
MMLP
$91.9M
$182K ﹤0.01%
17,712
-941
-5% -$10.8K
81 82
83
84 85

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2018 Portfolio in Review

As of Q4 2018, Guggenheim Capital held 2,504 positions worth $11.8B, down 23% from $15.3B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.51B in Q4 2018, closing 347 positions and reducing 1,400 holdings. Its most notable exit was Praxair Inc, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 14% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Linde worth $32.4M.

  • Guggenheim Capital's largest Q4 2018 buy was Linde: 207,477 shares worth $32.4M.
  • Guggenheim Capital added most to LKQ Corp in Q4 2018, an estimated $11.5M increase.
  • Guggenheim Capital's biggest Q4 2018 reduction was Apple, cutting an estimated $54.2M.
  • Guggenheim Capital fully exited Praxair Inc in Q4 2018, selling an estimated $35.7M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $11.8B portfolio in Q4 2018.
  • Guggenheim Capital opened 115 new positions and closed 347 in Q4 2018.
  • Guggenheim Capital's portfolio value fell 23% quarter-over-quarter to $11.8B.

Based on Guggenheim Capital's 13F filing for Q4 2018, filed 14 Feb 2019.